Stephen Whitehead
PFD Report
All Responded
Ref: 2018-0293
All 2 responses received
· Deadline: 15 Mar 2019
Response Status
Responses
2 of 2
56-Day Deadline
15 Mar 2019
All responses received
About PFD responses
Organisations named in PFD reports must respond within 56 days explaining what actions they are taking.
Source: Courts and Tribunals Judiciary
Coroner's Concerns
Whilst the local NHS Trust has taken (and continues to take) significant steps to improve patient safety with regard to biliary stent insertionlmanagement, am concerned about the wider implications, namely: Ihe_absence_of_a national_'safety-netting'system (stent_registry); akin to that already established for ureteric stents (a web-based registry)_ There is no equivalent for biliary stents Without a safety netting system; am concerned that there is a real risk that patients will remain susceptible to what is medically recognised as the 'phenomenon of the forgotten biliary stent' , resulting in future deaths.
2. Definition of 'short-term' in clinical quidance during the course of the evidence heard that National Guidelines on the management of common bile duct stones currently indicates that the short term use of endoscopic biliary stents followed by further ERCP (or surgery) is an established and safe management option: However; the guidelines do not provide an operational definition of 'short term'. It is therefore unclear as t0 what is 'safe' in terms of timeframe_
2. Definition of 'short-term' in clinical quidance during the course of the evidence heard that National Guidelines on the management of common bile duct stones currently indicates that the short term use of endoscopic biliary stents followed by further ERCP (or surgery) is an established and safe management option: However; the guidelines do not provide an operational definition of 'short term'. It is therefore unclear as t0 what is 'safe' in terms of timeframe_
Responses
Response received
View full response
Caroline Dinenage Minister of State for Care Department of Health & 39 Victoria Street London SWIH OEU Social Care 020 7210 4850 Our reference: PFD 1138998 Ms L Hashmi HM Area Coroner; Manchester North Coroner's Service Phoenix Centre LICpl Stephen Shaw MC Heywood OLIO ILL 5 September 2018 Ns haglki Thank you for your letter of 28 June to the Department of Health and Social Care about the death of Mr Stephen Whitehead. I am responding as Minister with portfolio responsibility for hospital care quality and patient safety: I was extremely saddened to read of the circumstances surrounding Mr Whitehead's death: If you have the opportunity, please convey my sympathies to his family. I can appreciate this must be a difficult time for them. Your report was issued to the British Society of Gastroenterology (BSG) and [ understand the Society has provided a response: You will therefore be aware that after careful consideration; the Society is of the opinion that a national stent registry is not required, instead pointing to the existing guidance available and the need for clear communication between medical professionals and with the patient, as well as the clear recording of next steps in management plans. This view is supported by the National Institute for Health and Clinical Excellence (NICE) which out that in this case there appeared to be an intention to remove the stent but this did not happen due to an administrative Way points
error; It is not clear how the establishment of a national stent registry would have avoided the sad outcome in this case where there were apparent shortcomings in the local arrangements for care [am informed that the Pennine Acute Hospitals NHS Trust has since established an ERCP (endoscopic retrograde cholangiopancreatography) biliary stent oversight meeting which has overseen an in-depth review of the current system of following up patients after having an ERCP and stent insertion. Amongst other actions, this learning is shared across the Northern Care Alliance (the Salford and Pennine NHS trusts) to support & review of the management and follow up of all implantables. This is encouraging to see and you will know that the BSG and its Joint Advisory Group are in discussion concerning the addition of a stent planning Or recall database to the performance indicators within the national standards framework; and incorporating it within the Improving Safety and reducing Errors in Endoscopy programme In addition, the BSG is proposing that a plan for a repeat ERCP (in for example, three to four months' time) is set at the time of the ERCP. While this appointment might need to be re-scheduled in light of circumstances, it may act as an important *safety net'_ On your second matter of concern relating to the definition of *short term in clinical guidance, my officials have sought the views of NICE. As you may be aware, NICE issued clinical guideline 188 on Gallstone Disease: Diagnosis and Management'= in October 2014. This includes the following advice: *If the bile duct cannot be cleared with ERCP, use biliary stenting to achieve biliary drainage only aS a temporary measure until definitive endoscopic or surgical clearance' NICE advises that the definition of 'short term is understood in the field and appears to be been understood by the team caring for Mr Whitehead, as had planned to remove the stent after a few weeks NICE therefore considers that the recommendations in NICE guideline 188 remain appropriate. In conclusion, I am satisfied that there is consensus that a national stent registry is not required and that best practice guidance is available: Iam also assured that the BSG has carefully considered the matters raised in your report and will take forward action where it considers it appropriate: https: WWW nice Org uklguidance cg|88 being key - they
Importantly, will know from the BSG 's response that there is a national initiative, Getting it Right, First Time? , that aims to improve the quality of care through the reduction of unwarranted variations in practice. There is gastroenterology workstream led by a clinical lead and the focus will be on disseminating best practice and reduce variations in clinical quality, efficiency and productivity. For completeness, NHS Improvement has brought the concerns in your report to the attention of the GIRFT clinical lead for gastroenterology, Dr Beverly Oates: Thank you for bringing your concerns to our attention: CAROLIE DINENAGE MP http: gettingitnghtfirsttime coukl you
error; It is not clear how the establishment of a national stent registry would have avoided the sad outcome in this case where there were apparent shortcomings in the local arrangements for care [am informed that the Pennine Acute Hospitals NHS Trust has since established an ERCP (endoscopic retrograde cholangiopancreatography) biliary stent oversight meeting which has overseen an in-depth review of the current system of following up patients after having an ERCP and stent insertion. Amongst other actions, this learning is shared across the Northern Care Alliance (the Salford and Pennine NHS trusts) to support & review of the management and follow up of all implantables. This is encouraging to see and you will know that the BSG and its Joint Advisory Group are in discussion concerning the addition of a stent planning Or recall database to the performance indicators within the national standards framework; and incorporating it within the Improving Safety and reducing Errors in Endoscopy programme In addition, the BSG is proposing that a plan for a repeat ERCP (in for example, three to four months' time) is set at the time of the ERCP. While this appointment might need to be re-scheduled in light of circumstances, it may act as an important *safety net'_ On your second matter of concern relating to the definition of *short term in clinical guidance, my officials have sought the views of NICE. As you may be aware, NICE issued clinical guideline 188 on Gallstone Disease: Diagnosis and Management'= in October 2014. This includes the following advice: *If the bile duct cannot be cleared with ERCP, use biliary stenting to achieve biliary drainage only aS a temporary measure until definitive endoscopic or surgical clearance' NICE advises that the definition of 'short term is understood in the field and appears to be been understood by the team caring for Mr Whitehead, as had planned to remove the stent after a few weeks NICE therefore considers that the recommendations in NICE guideline 188 remain appropriate. In conclusion, I am satisfied that there is consensus that a national stent registry is not required and that best practice guidance is available: Iam also assured that the BSG has carefully considered the matters raised in your report and will take forward action where it considers it appropriate: https: WWW nice Org uklguidance cg|88 being key - they
Importantly, will know from the BSG 's response that there is a national initiative, Getting it Right, First Time? , that aims to improve the quality of care through the reduction of unwarranted variations in practice. There is gastroenterology workstream led by a clinical lead and the focus will be on disseminating best practice and reduce variations in clinical quality, efficiency and productivity. For completeness, NHS Improvement has brought the concerns in your report to the attention of the GIRFT clinical lead for gastroenterology, Dr Beverly Oates: Thank you for bringing your concerns to our attention: CAROLIE DINENAGE MP http: gettingitnghtfirsttime coukl you
Response received
View full response
Executive Summary
Response to Coroners Regulation 28 Report Request: Stephen Whitehead RIP.
The BSG notes HM Coroner’s request under Regulation 28 and is pleased to file the attached response on behalf of the Society.
Expert opinion is provided by the Endoscopy Section of the BSG, taking views from individual national experts. In response to your questions we note: ‐
1) Biliary stenting is common and there are consensus guidelines on good practice produced by the BSG, NICE and other bodies.
2) Levels of expertise and local practices vary within guidance (dictated by local expertise and systems and services)
3) This case highlights the need for basic adherence to the principle of definitive bile duct stone clearance which should be the goal in all patients: long‐term stenting is not appropriate except in circumstances of extreme comorbidity.
4) There will be variation in the approaches to bile duct clearance and timing of surgery between Units (expertise dependent) but this should not preclude a) clear communication between medical and surgical teams (if necessary through a formal MDT process) b) clear communication with the patient and patient’s family of the management plan c) clear recording of the next step of the technical pathway by the ERCPist performing the stent insertion (backed up by a robust record of stent placement and the interval and need for patient recall)
5) In the views of the Society a National Stent Registry would not contribute to the above.
Separately we should point out that reduction in variation in practice is one of the objectives of the Get It Right First Time (GiRFT) initiative. The first National Gastroenterology Lead for this is now in post and will be working closely with the BSG on matters of best practice and reduction in practice variation.
Dr Cathryn Edwards MA D.Phil FRCP BSG President
Re: Stephen Whitehead DOB 18/04/1960 died 08/02/2018 at The Royal Oldham Hospital
Whilst the devastating outcome for Mr Whitehead is unusual we recognise that the bile duct stone disease is the most common indication for the more than 50,000 ERCPs performed in the UK each year, of which a significant proportion will result in the insertion of a biliary stent. The use and monitoring of biliary stents is therefore an important issue for patients and endoscopy service provision. Following consultation with colleagues within the BSG important we feel that there are a number of issues raised, for which we also have proposals:
1. Communication. It is not clear from the details provided whether clear and explicit written information was provided to the patient, GP, and surgical team that a stent had been inserted, the necessity of subsequent removal, and the timeframe for this to happen. In writing to endoscopy units/BSG members we will emphasise the importance of this measure, and the need for a clear directive on every ERCP report which (as is standard) is given to each patient and their doctor.
2. Ownership of management. A well recognised issue within ERCP practice is a perception (and perhaps reality) that the ERCPist is doing the procedure ‘for the surgeons’, with overall management (beyond the ERCP itself and immediate post‐procedure period) remaining the responsibility of others. This is understandable, given that on‐going decisions concerning timing of cholecystectomy or other biliary surgery will directly impact on timing of (or need for) further ERCP. The summary of the case alludes to this issue, and may certainly have been an issue in the patient being lost to follow up. We propose that a plan for repeat procedure (e.g. at 3‐4 months) should be set at the time of ERCP. Whilst this may need to be cancelled/amended, according to the unpredictable nature of changing patient circumstances (e.g. intervention, comorbidity), it may act as an important ‘safety net’
3. Database of stents. We completely agree that a clear record of when a stent has been placed, and when this should be removed or changed, is important. We feel this should be within the ownership of the endoscopy unit that has inserted the stent. This may be a formal database or a facility within the electronic endoscopy reporting tool, but should be contemporaneously entered at the time of the ERCP, with a clear plan as to timeframe for patient review/repeat procedure. Crucially the system should allow easy, rapid and demonstrable review of all patients who have undergone stenting within an extended time period.
After careful consideration, we do not feel that the answer is a national database of biliary stents. This would be unwieldy and require significant additional manpower and infrastructure to police. The vast majority of patients will have their care in one locality and, as suggested in the report, shortcomings in local arrangements of care, including communication between local teams, GP and patient, were the fundamental issues highlighted here. Although the National Endoscopy Database (NED) has now been introduced nationally, it is important to record that this does not allow individual patient tracking, and could not act as a proxy database of biliary stents. The BSG and JAG are however in discussion concerning adding the use of a stent planning/recall database to the key performance indicators (KPI) within its national standards framework, and incorporating it into the ISREE (Improving Safety and reducing Errors in Endoscopy) programme. This topic will be formally discussed at the BSG Endoscopy Committee in October.
4. Overall management of complex biliary stone disease. Although not specifically addressed in the coroner’s report we would raise a concern that the patient’s disastrous outcome with respect to cholangitis/retained stent and ‘lost to follow up’ relates in part to the overall management of complex stone disease. It appears that the patient underwent a lap chole with a 'large gallstone' still within the bile duct, which would be an unusual approach. It is not clear from the report that there was an overall plan of management to address removal of the bile duct stone. Recent BSG and NICE guidelines on gallstones make it clear that definitive bile duct stone clearance should be the goal in all patients, and that long‐term stenting is not appropriate except in circumstances of extreme comorbidity. This is supported by published data. With the increasing availability of advanced techniques to achieve stone clearance, and all hospitals now sitting within HPB networks, all patients with complex stone disease should be referred to a centre experienced in management, if not available locally.
We would be extremely happy to discuss these issues further, but hope that they address many of the concerns raised by the coroner.
Response to Coroners Regulation 28 Report Request: Stephen Whitehead RIP.
The BSG notes HM Coroner’s request under Regulation 28 and is pleased to file the attached response on behalf of the Society.
Expert opinion is provided by the Endoscopy Section of the BSG, taking views from individual national experts. In response to your questions we note: ‐
1) Biliary stenting is common and there are consensus guidelines on good practice produced by the BSG, NICE and other bodies.
2) Levels of expertise and local practices vary within guidance (dictated by local expertise and systems and services)
3) This case highlights the need for basic adherence to the principle of definitive bile duct stone clearance which should be the goal in all patients: long‐term stenting is not appropriate except in circumstances of extreme comorbidity.
4) There will be variation in the approaches to bile duct clearance and timing of surgery between Units (expertise dependent) but this should not preclude a) clear communication between medical and surgical teams (if necessary through a formal MDT process) b) clear communication with the patient and patient’s family of the management plan c) clear recording of the next step of the technical pathway by the ERCPist performing the stent insertion (backed up by a robust record of stent placement and the interval and need for patient recall)
5) In the views of the Society a National Stent Registry would not contribute to the above.
Separately we should point out that reduction in variation in practice is one of the objectives of the Get It Right First Time (GiRFT) initiative. The first National Gastroenterology Lead for this is now in post and will be working closely with the BSG on matters of best practice and reduction in practice variation.
Dr Cathryn Edwards MA D.Phil FRCP BSG President
Re: Stephen Whitehead DOB 18/04/1960 died 08/02/2018 at The Royal Oldham Hospital
Whilst the devastating outcome for Mr Whitehead is unusual we recognise that the bile duct stone disease is the most common indication for the more than 50,000 ERCPs performed in the UK each year, of which a significant proportion will result in the insertion of a biliary stent. The use and monitoring of biliary stents is therefore an important issue for patients and endoscopy service provision. Following consultation with colleagues within the BSG important we feel that there are a number of issues raised, for which we also have proposals:
1. Communication. It is not clear from the details provided whether clear and explicit written information was provided to the patient, GP, and surgical team that a stent had been inserted, the necessity of subsequent removal, and the timeframe for this to happen. In writing to endoscopy units/BSG members we will emphasise the importance of this measure, and the need for a clear directive on every ERCP report which (as is standard) is given to each patient and their doctor.
2. Ownership of management. A well recognised issue within ERCP practice is a perception (and perhaps reality) that the ERCPist is doing the procedure ‘for the surgeons’, with overall management (beyond the ERCP itself and immediate post‐procedure period) remaining the responsibility of others. This is understandable, given that on‐going decisions concerning timing of cholecystectomy or other biliary surgery will directly impact on timing of (or need for) further ERCP. The summary of the case alludes to this issue, and may certainly have been an issue in the patient being lost to follow up. We propose that a plan for repeat procedure (e.g. at 3‐4 months) should be set at the time of ERCP. Whilst this may need to be cancelled/amended, according to the unpredictable nature of changing patient circumstances (e.g. intervention, comorbidity), it may act as an important ‘safety net’
3. Database of stents. We completely agree that a clear record of when a stent has been placed, and when this should be removed or changed, is important. We feel this should be within the ownership of the endoscopy unit that has inserted the stent. This may be a formal database or a facility within the electronic endoscopy reporting tool, but should be contemporaneously entered at the time of the ERCP, with a clear plan as to timeframe for patient review/repeat procedure. Crucially the system should allow easy, rapid and demonstrable review of all patients who have undergone stenting within an extended time period.
After careful consideration, we do not feel that the answer is a national database of biliary stents. This would be unwieldy and require significant additional manpower and infrastructure to police. The vast majority of patients will have their care in one locality and, as suggested in the report, shortcomings in local arrangements of care, including communication between local teams, GP and patient, were the fundamental issues highlighted here. Although the National Endoscopy Database (NED) has now been introduced nationally, it is important to record that this does not allow individual patient tracking, and could not act as a proxy database of biliary stents. The BSG and JAG are however in discussion concerning adding the use of a stent planning/recall database to the key performance indicators (KPI) within its national standards framework, and incorporating it into the ISREE (Improving Safety and reducing Errors in Endoscopy) programme. This topic will be formally discussed at the BSG Endoscopy Committee in October.
4. Overall management of complex biliary stone disease. Although not specifically addressed in the coroner’s report we would raise a concern that the patient’s disastrous outcome with respect to cholangitis/retained stent and ‘lost to follow up’ relates in part to the overall management of complex stone disease. It appears that the patient underwent a lap chole with a 'large gallstone' still within the bile duct, which would be an unusual approach. It is not clear from the report that there was an overall plan of management to address removal of the bile duct stone. Recent BSG and NICE guidelines on gallstones make it clear that definitive bile duct stone clearance should be the goal in all patients, and that long‐term stenting is not appropriate except in circumstances of extreme comorbidity. This is supported by published data. With the increasing availability of advanced techniques to achieve stone clearance, and all hospitals now sitting within HPB networks, all patients with complex stone disease should be referred to a centre experienced in management, if not available locally.
We would be extremely happy to discuss these issues further, but hope that they address many of the concerns raised by the coroner.
Action Should Be Taken
In my opinion action should be taken to prevent future deaths and believe each of you respectively have the power to take such action:
Report Sections
Investigation and Inquest
On the gh March 2018 commenced an investigation into the death of Stephen Whitehead: The investigation was concluded by way of inquest on the June 2018. The medical cause of death was: 1a) Septicaemia 1b) Bacterial ascending cholangitis Ic) Common bile duct calculi and stent
2) recorded a narrative conclusion: 'Died as a result of complications arising from an indwelling biliary stent stent had unintentionally been left in situ for a prolonged period and the deceased lost to follow up. Neglect more than minimally contributed to his death_
2) recorded a narrative conclusion: 'Died as a result of complications arising from an indwelling biliary stent stent had unintentionally been left in situ for a prolonged period and the deceased lost to follow up. Neglect more than minimally contributed to his death_
Circumstances of the Death
In October 2015 the deceased was admitted to hospital. diagnosis of acute obstructive jaundice was made. He underwent an ERCP with stent insertion. Plans were subsequently made for further surgery on the 24th December 2015 but deferred at the deceased's request: On the 15"h February 2016, the deceased underwent a laparoscopic cholecystectomy: The operation and immediate post-operative period were uneventful. A further post-operative ERCP to remove the stent and large gall stone was to be scheduled for 2 months' time_ On the 4th March 2016 the deceased attended hospital, as an emergency admission, with obstruction_ Treatment was administered and plans made to discharge and to re-admit on an elective basis for further intervention_ He was re-admitted on the 15th March 2016 for an ERCP and stent change, with a follow up ERCP to be scheduled 6 weeks thereafter: An on-line booking from was not competed in this regard, resulting in the deceased not being recalled: The stent remained in situ for almost 2 years and 25" The biliary
At the material time, the Hospital Trust had multiple booking processes for repeat ERCPs_ On the 6th February 2018 the deceased was admitted to the Emergency Department (ED) with abdominal symptoms There was delayed recognition of the signs of sepsis. This error did not more than minimally contribute to the deceased's demise. Intensive treatment was instigated and the deceased transferred to ITU. It was not possible to carry out a CT scan as he was too unstable. Despite best efforts, the deceased continued to deteriorate and died in hospital on the 8th February 2018.
At the material time, the Hospital Trust had multiple booking processes for repeat ERCPs_ On the 6th February 2018 the deceased was admitted to the Emergency Department (ED) with abdominal symptoms There was delayed recognition of the signs of sepsis. This error did not more than minimally contribute to the deceased's demise. Intensive treatment was instigated and the deceased transferred to ITU. It was not possible to carry out a CT scan as he was too unstable. Despite best efforts, the deceased continued to deteriorate and died in hospital on the 8th February 2018.
Copies Sent To
this is for information only: The CCGs are NOT required to take any action: NHS Improvement, Wellington House, 133
155 Waterloo Road, London; SE1 8UG NHS England (London & Manchester)
Royal College of Physicians, 11 St Andrews Place; Regent's Park, London NWI 4LE Royal College of Surgeons, 35
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Data sourced from Courts and Tribunals Judiciary under the Open Government Licence.