RHI-6 Response Accepted Self-assessed

Special Adviser Role Clarity

Recommendation

(i) Under existing arrangements, Northern Ireland Ministers should be responsible for their Special Advisers. (ii) New or returning Ministers should be invited to convey to the relevant Permanent Secretary, and make transparent to the Department, how the Minister expects his or her Special Adviser to fulfil their role in relation to considering submissions and associated background documents. (iii) There should be clarity with regard to the Minister's and the Special Adviser's respective roles in terms of reading, advising and commenting upon submissions, technical reports and other documentation advanced as a basis for ministerial decisions. (iv) The advisory role of the Special Adviser in relation to ministerial decision-making, including the sequencing of consideration by the Special Adviser and the Minister, should be clearly set out for officials to understand. (v) This should include provision for exceptional circumstances in which, and the means by which, the usual procedures may need to be adapted, for example in cases of particular urgency or when a Minister is abroad on official business or on leave.

Published Evidence Summary
The following publicly available evidence relates to this recommendation:
According to the NIAO Second Progress Report, October 2024 and Functioning of Government (Miscellaneous Provisions) Act (Northern Ireland) 2021, https://www.legislation.gov.uk/nia/2021/10/contents, clarity regarding the role of Special Advisers (SpAds) has been established through the Functioning of Government (Miscellaneous Provisions) Act (Northern Ireland) 2021, which puts SpAd accountability into statute. According to the same sources, ministerial responsibility for SpAds is set out in the revised Code of Conduct (January 2020) and Private Office guidance; the Northern Ireland Audit Office (NIAO) assessed all three sub-parts of this recommendation as implemented in October 2024.
How was this assessed?
Assessed by gemini-2.5-flash on 19 Mar 2026
Checked data held on this site (government responses, progress updates, independent evidence)
External sources searched: www.gov.uk, www.finance-ni.gov.uk, www.legislation.gov.uk, hansard.parliament.uk
Jurisdiction
Northern Ireland
Response
Accepted
Accepted Northern Ireland Executive
07 Oct 2021

[Note: The NI Executive responded to recommendations 5-7, 25, 37, 39-43 together as a group under the 'Ministers and Special Advisers' theme.] NI Executive Response (October 2021): These recommendations can be accepted in full, with the exception of the consideration of an independent mechanism to assess special advisers' compliance with the Code of Conduct. They have been addressed through work to date, including: revisions to the Ministerial Code of Conduct, Code of Conduct for Special Advisers and NICS Code of Ethics, and the introduction of new Guidance for Ministers; the publication of new enforcement arrangements for ministerial standards of behaviour; agreement on the development of a multi-year outcomes-focussed Programme for Government, aligned with the Budget, including stakeholder engagement and consultation; departmental induction and briefing for Ministers on the return of the Executive, and Executive away-days; the strengthening of Private Offices including the higher grading of the Private Secretary and Assistant Private Secretary roles; identification of the team where matters of policy in respect of Special Advisers are to be dealt with. Further work is required to: deliver induction programmes for Ministers and for special advisers; arrange for publication of relevant interests of civil servants.

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Progress Timeline
Official Report
15 Oct 2024

NIAO Second Progress Report (October 2024): Implemented. All three sub-parts assessed as Implemented. Ministerial responsibility for Special Advisers established in revised Code of Conduct (January 2020) and Functioning of Government Act 2021. Special Adviser role clarity set out in Private Office guidance.

Published Evidence

Published assessments of implementation progress from inspectorates, select committees, official progress reports, and other sources. Check the source type badge to see whether each assessment is independent or government self-reported.

Confirmed Completed
22 Dec 2021
NI Assembly legislation

Functioning of Government (Miscellaneous Provisions) Act (NI) 2021 puts SpAd accountability into statute. SpAd Code of Conduct revised. Salaries capped at £85k.

View detailed findings

The Functioning of Government Act 2021 makes SpAds subject to the same disciplinary procedure as NICS employees. Ministers are explicitly responsible and accountable for the conduct of their SpAds. A revised SpAd Code of Conduct was published in January 2020. SpAd salaries capped at £85,000. However, critics including TUV leader Jim Allister note the code lacks an independent enforcement mechanism and has no justiciability in the courts.

Functioning of Government (Miscellaneous Provisio… View Source
Source
Report The Report of the Independent Public Inquiry into the Non-Domestic Renewable Heat Incentive (RHI) Scheme 13 Mar 2020
Responsible Bodies
Northern Ireland Executive Primary
Recommendation age 6.0 yrs
Last formal update 525 days ago