RHI-19 Response Accepted

Business Case Approval Redesign

Recommendation

The processes within a Department for approving new expenditure and business cases including, where it forms part of that process, the role of Casework Committees, should be thoroughly re-designed to be more rigorous, testing and independent. Such processes should be less bureaucratic and pay greater attention to examining the unique features of the project proposed.

Published Evidence Summary
The following publicly available evidence relates to this recommendation:
The business case and expenditure approval processes were fundamentally reviewed, leading to the redesign of the business case approval process through Better Business Cases NI in November 2020 (NIAO Second Progress Report, October 2024). New business case guidance (FD (DoF) 02/24) was issued in March 2024, alongside updated economic appraisal guidance and Dear Accounting Officer letters in 2024 and 2025 covering expenditure approval procedures (NIAO Second Progress Report, October 2024).
How was this assessed?
Assessed by gemini-2.5-flash on 24 Mar 2026
Checked data held on this site (government responses, progress updates, independent evidence)
External sources searched: www.gov.uk, www.finance-ni.gov.uk, www.legislation.gov.uk, hansard.parliament.uk
Jurisdiction
Northern Ireland
Response
Accepted
Accepted Department of Finance
07 Oct 2021

[Note: The NI Executive responded to recommendations 19-23, 29-33 together as a group under the 'Governance and Financial Controls' theme.] Accepted in full. Addressed through the major and fundamental Review of the Expenditure Approval and Business Case Processes. Value for Money is already a requirement in the NICS core competency framework. Governance documentation and frameworks confirmed current.

Read Full Response
Progress Timeline
Official Report
15 Oct 2024

NIAO Second Progress Report (October 2024): Implemented. Business case approval process redesigned through Better Business Cases NI (November 2020) and updated Dear Accounting Officer letters.

Published Evidence

Published assessments of implementation progress from inspectorates, select committees, official progress reports, and other sources. Check the source type badge to see whether each assessment is independent or government self-reported.

Confirmed Completed
15 Oct 2024
NIAO Second Progress Report / DoF government_response

Business case and expenditure approval processes fundamentally reviewed. New guidance issued March 2024. Updated economic appraisal guidance published. DAO letters issued 2024-2025.

View detailed findings

Review of Business Case and Expenditure Approval processes completed. New business case guidance issued (FD (DoF) 02/24, March 2024). Dear Accounting Officer letters issued in 2024 and 2025 covering expenditure approval procedures. Updated economic appraisal guidance published. This is one of the areas where tangible reform has occurred.

DoF Approval Procedures for Departmental Expendit… View Source
Source
Report The Report of the Independent Public Inquiry into the Non-Domestic Renewable Heat Incentive (RHI) Scheme 13 Mar 2020
Responsible Bodies
Department of Finance Primary
Recommendation age 6.0 yrs
Last formal update 526 days ago