R72 Response Accepted AI-assessed

Internal investigation independence

Recommendation

Health Boards should ensure that a non-executive Board Member or a representative from internal audit takes part in an Internal Investigation.

Published Evidence Summary
The following publicly available evidence relates to this recommendation:
According to the Scottish Government response, 18 June 2015, the Scottish Government's response indicated that requirements for internal investigation independence are addressed through existing governance frameworks and the Code of Corporate Governance for NHS Scotland. According to the available evidence, however, no specific new mechanism mandating the participation of a non-executive Board Member or a representative from internal audit in all internal investigations has been publicly confirmed since 2015.
How was this assessed?
Assessed by gemini-2.5-flash on 19 Mar 2026
Checked data held on this site (government responses, progress updates, independent evidence)
External sources searched: www.gov.uk, www.gov.scot, www.legislation.gov.uk, hansard.parliament.uk
This recommendation requires implementation across many organisations. The assessment reflects central policy response, not adoption in individual organisations.
Jurisdiction
Scotland
Response
Accepted
Accepted Scottish Government
18 Jun 2015

Section 3.2 notes that the report addresses issues in NHS boards relating to internal investigations (recommendation 72). While the "Our current position" section discusses feedback, complaints, and the introduction of a statutory duty of candour to promote transparency and learning from adverse events, it does not explicitly detail how NHS boards ensure a non-executive Board Member or a representative from internal audit takes part in an Internal Investigation. Chapter 5 indicates that the Scottish Government has requested progress assessments from NHS boards on this and other recommendations.

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Published Evidence

Published assessments of implementation progress from inspectorates, select committees, official progress reports, and other sources. Check the source type badge to see whether each assessment is independent or government self-reported.

Reasonable Progress
18 Jun 2015
Scottish Government Other

Scottish Government response addressed internal investigation independence requirements through existing governance frameworks and the Code of Corporate Governance for NHS Scotland.

View detailed findings

No specific new mechanism mandating non-executive or internal audit participation in all internal investigations was publicly confirmed.

Scottish Government Response to Vale of Leven Inq… View Source
Source
Report The Vale of Leven Hospital Inquiry Report 24 Nov 2014
Responsible Bodies
NHS Health Boards (Scotland) Primary
Recommendation age 11.3 yrs
Last formal update 3932 days ago