CR — HMP Swansea

Serious Self-Harm 3 December 2015
Independent investigation into an incident of life-threatening self-harm involving ‘CR’1at HMP Swansea on 3 December 2015 The report of the independent investigation conducted by Barbara Stow into the incident of life-threatening self-harm involving ‘CR’ at HMP Swansea on 3 December 2015 is published here.  Also published are the responses to the investigation from His Majesty’s Prison and Probation Service (HMPPS) and the Swansea Bay University Health Board.
Key Findings
CR, remanded after a suicide attempt, was not identified as high-risk upon prison admission despite warnings from external agencies, leading to no initial suicide prevention plan. When a plan was later opened after superficial self-harm, it was based on incomplete information, lacked active engagement, and failed to incorporate family support. Furthermore, the prison did not conduct a proper internal investigation into the incident, hindering learning and accountability.
Learning Points (14)
Learning Point 1
We recommend that the Governor of HMP Swansea is asked to establish that robust measures are now in place to ensure that these breaches no longer happen.
HMPPS policy Accepted
HMPPS Response
HMP Swansea’s early days in custody policy was reviewed and reissued in October 2020. The review involved an in-depth assessment of the reception procedures and all reception staff were briefed on the updated policy when it was reissued. The policy also includes references to the requirements of the national CSRA policy (PSI 20/2015). The warrant is not a document that would be sent to the wing with the prisoner. However, reception staff review the warrant, PER and, where completed, the self-harm warning form and will ensure that all relevant information is passed to the wing. In circumstances where some risk information may have been received but reception staff decide not to open an ACCT, this decision will be clearly documented on the paperwork. HMP Swansea has revised its first night induction paperwork and the next of kin section now allows staff to note where consent to contact the next of kin in the event of illness is refused or where there is no next of kin given by the prisoner. Medical staff at the prison see new receptions to conduct a comprehensive healthcare screening. Where there are concerns about a prisoner’s mental health, the Mental Health Crisis team will see the prisoner. It is expected that healthcare staff are notified that an ACCT has been opened for a prisoner and that they will document it on SystmOne. Healthcare staff have access to the ACCT log (a list of open ACCTs) that is kept on a shared drive and is updated when a new ACCT is opened. The ACCT case manager will also invite healthcare staff to the first case review and the healthcare staff will be able to enter information following the case review on SystmOne. The prison makes every effort to ensure that men are housed appropriately in line with their sentencing status and will seek consent from the unconvicted prisoner to locate them with a convicted prisoner. At HMP Swansea incidents of serious self-harm are now investigated by both the prison and the Group Safety Lead to ensure that lessons are learned. The findings and recommendations from these investigations are shared at the safer custody meetings.
Learning Point 2
We recommend that there should also be a brief but informative entry on the electronic record.
HMPPS communication Accepted
HMPPS Response
The early days in custody local policy was reviewed and reissued in October 2020. The review involved an in-depth assessment of the reception procedures and all reception staff were briefed on the updated policy when it was issued. This included instructions to staff to ensure that all risk information from the PER is documented on NOMIS. Staff are expected to record the decision to set an alert for self-harm/suicide, or not.
Learning Point 3
We recommend that the Governor of HMP Swansea is asked to establish that appropriate arrangements are in place.
HMPPS communication Accepted
HMPPS Response
The HMPPS External Escorts policy acknowledges that there are circumstances that require sensitive handling to ensure the needs of security are balanced against the critical needs of the prisoner when they are seriously ill. Decisions that are made regarding the prisoner must be proportionate to the risks posed and supported by fully completed risk assessments. The PSI on External Escorts provides that a risk assessment must be carried out in cases of seriously ill prisoners to determine the circumstances under which close family and relatives may be allowed to visit the prisoner. Each decision will be made on a case by case basis, considering all relevant information and the potential risks. When a prisoner is taken to outside hospital, HMP Swansea undertakes an escort risk assessment. This assessment records the details of the next of kin and a decision will be taken about whether the next of kin should be notified that the prisoner is being transferred to hospital based on all known information, balancing this with any security risks or operational considerations. The risk assessment will be reviewed on a daily basis and consideration will be given to the visiting arrangements for the next of kin as part of this process, as well as the status of the prisoner. Visiting arrangements will be in line with the hospital’s visiting policy.
Learning Point 4
We recommend that Swansea Prison considers the selection, appointment and training of a Family Liaison Officer as a member of the Safer Custody Team, to promote engagement with families as part of the ACCT scheme, to monitor the operation of this in practice, and to report periodically to the safer custody meeting.
HMPPS communication Accepted
HMPPS Response
HMP Swansea currently has three trained family liaison officers (FLO). The most experienced FLO works as part of the Safer Custody team and reports to the Head of Safety. The prison is increasing the number of FLOs and has secured a place on the January FLO course for one person. Three additional FLOs have been selected and are awaiting places on the FLO training course. HMPPS recognises that access to family and loved ones can act as a protective factor for many people. A person’s family or significant other may well also be in a good position to know when something is wrong, and to spot signs of improvement. They can also offer insight into past behaviour, what is ‘normal’ for that individual and what support has helped in the past. At HMP Swansea, the Safer Custody team works with the Offender Management Unit and Pact (the family services provider) to help prisoners develop and maintain family ties. Additionally, HMP Swansea piloted and has successfully rolled out ACCT version 6, which emphasises the importance of family support by encouraging family members and loved ones to be seen as valuable partners within the ACCT process who can help to inform the support put in place for residents (where consent is given).
Learning Point 5
We recommend that particular consideration is given to ensuring that CAREMAPs include reference to specific arrangements for engaging with families unless a reason is given elsewhere in the document why this is inappropriate.
HMPPS communication Accepted
HMPPS Response
HMPPS has emphasised the importance of family support as part of ACCT version 6, and has clearly set out expectations for when family engagement would be appropriate (noting that this will not be the case for all those in our care) and offered practical guidance on how this can be achieved. This is reflected in policy, staff guidance and staff training. HMPPS has also improved the ACCT documentation itself so that this information can be easily and consistently recorded, alongside consent for family involvement, for use throughout the ACCT process. The CAREMAP has been renamed as support actions to reflect the aims of the form more clearly and this makes up part of the care plan section which has been moved to the front of the document in recognition of its importance in binding all sections of the ACCT document and steering positive outcomes for the individual. The care plan section also includes a form for prisoners to provide written contribution to case reviews and allows an alternative method for them to express their views. Where a prisoner at HMP Swansea has given consent for information to be shared with a family member as part of the ACCT process, there will be a discussion at the case review to identify what information can be shared and by whom. The risk reduction plan is then updated accordingly.
Learning Point 6
We recommend that this should be a stipulation in the membership of all case review panels and that the Governor should establish that this is now observed at HMP Swansea.
HMPPS staffing Accepted
HMPPS Response
Effective multi-disciplinary support is crucial to the ACCT process. This means that regular case reviews must take place, with case review teams made up of staff members who are relevant to the care and support of the individual at risk. This includes staff members who know the individual particularly well or who are in regular contact with them, such as wing staff, as well as those who can help to address specific needs. This remains the case with ACCT version 6. Whilst HMPPS has not specifically mandated the attendance of wing staff, it has clearly set out guidance as to who should be considered to be involved in case review teams, with case managers then considering this in each individual circumstance. HMPPS will also be strengthening its guidance on how multi-disciplinary partners can be engaged in the process in order to improve consistency of attendance and support. HMP Swansea ensures that there is a continuity of case managers during the ACCT process and the prisoner’s key worker is noted on the ACCT log. Case managers should discuss with, or seek contributions from, the prisoner’s key worker before holding the case review. Where possible, the key worker, or someone else who knows the prisoner will attend the case review. Where this is not possible, a written report will be provided.
Learning Point 7
We recommend that Prison Officers E and F, Nurse 3 and the Night Orderly Officer, Mr M, should be commended for their diligence in seeking to save CR.
HMPPS other Accepted
HMPPS Response
The Governor of HMP Swansea has written to Prison Officers E and F, Nurse 3 and the Night Orderly Officer, Mr M, to formally commend them for their efforts in seeking to save CR.
Learning Point Healthcare 1
A range of information including that from assessment during custody and from court proceedings should be considered along with the presenting risk factors when undertaking an initial assessment of an individual’s risk of suicide/self-harm and the opening of a potential ACCT.
Healthcare Provider risk_assessment
Learning Point Healthcare 2
A triaging process should be in place for individuals requiring referral to Primary Care Mental Health Services to ensure that those with significant needs are prioritized for early review, intervention and referral to secondary care mental health services when indicated.
Healthcare Provider mental_health
Learning Point Healthcare 3
The opening of an ACCT and a summary of key issues and actions from ACCT reviews should be documented in the clinical record to ensure that this information is easily accessible to members of the healthcare team. In addition, the ACCT flag function should be used to ensure that all staff who access the record are aware that an ACCT is in place.
Healthcare Provider communication
Learning Point Healthcare 4
The date and time of an individual’s transfer to secondary care and discharge back to prison should be documented in the clinical record. This should include any required actions which are identified on discharge from secondary care.
Healthcare Provider communication
Learning Point Healthcare 5
Paper documentation which is generated and subsequently scanned to the electronic Patient Record should clearly identify the location, date, time and author along with their designation.
Healthcare Provider communication
Learning Point Healthcare 6
Individual staff log-in details should not be shared or used by other members of the healthcare team to make entries to the electronic Patient Record.
Healthcare Provider policy
Learning Point Healthcare 7
An auditable system should be implemented to monitor completion of annual resuscitation training updates for staff within the healthcare team.
Healthcare Provider training