12. When we try and decide if there was a failing in the care complained about, we first consider what should have happened in line with relevant policies, guidelines, standards and good clinical practice. We then use all available evidence to see if what should have happened, did happen. If it did not, we then consider if what did happen fell so short of the expected standards that it amounts to a failing.
13. If we find there has been a failing in the care and treatment provided, we then consider the impact of this. If the failing has had a negative impact, we consider what actions the organisation has already taken to put things right. If we think it has not done enough to put things right, we may make recommendations for further action.
Complaint handling
14. Mr O says the Practice did not respond to the complaints he made in December 2022 and 14 March 2023 which delayed his hernia surgery and he had avoidable pain for longer than needed. He says explains how he had to chase up the Practice and he felt ignored when he had pain and was waiting for surgery. When recovering from surgery he experienced stress, anxiety and low mood that negatively impacted his mental health.
15. Mr O made a complaint about his referral for an ultrasound (scan of inside the body) of his hernia, and about no response to e-consult (online NHS consultation service patients can use) requests on 8 December. The complaint he made on 14 March 2023 was about a response to the occupational health adviser (OHA – for work related health).
16. The evidence we have seen shows Mr O asked the Practice for a response on 17 and 24 May 2023. He complained to us on 19 June and on 13 July we e asked the Practice to send Mr O a response. The Practice did not do this, so we sent it another letter to it on 31 July. The Practice said it would respond on 7 August, but it did not. On 10 November, the Practice responded.
17. The NHS Complaints Regulations 2009 Act says the responsible body to which a complaint is made, must investigate the complaint appropriately to resolve it quickly and efficiently. It states that this should be within six months of the complaint being received. Although it can take a longer, the complainant must be kept up to date when there is a delay.
18. The Practice’s complaints page says it will acknowledge a complaint within three working days and contact the complainant to agree how best to deal with it and give a reasonable timescale for this.
19. Based on when Mr O complained, we would expect responses in June and September 2023. The Practice also should have acknowledged Mr O’s complaints within three working days of receipt. The Practice did not meet these expectations. It has admitted it did not acknowledge or respond to Mr O’s complaints in December 2022 and there was a delay in responding to the complaint made in March.
20. We have found failings in the Practice’s complaint handling because of these issues. We will now look at what impact this failing had on Mr O. The complaint responses were expected by June and September 2023. Mr O’s surgery was done on 5 May.
21. Mr O was first assessed and referred for NHS treatment between November 2022 and January 2023 but after an offer from his employer, the OHA contacted the Practice on 10 February asking for information to get this treatment. The Practice emailed the approval of treatment to the OHA on 14 March and on the same day, Mr O made the complaint about the delay in responding to the OHA. The information requested by Mr O’s employer is not work we would expect the NHS to do. So, the delay in responding to the OHA is not what we are investigating. Mr O did not ask us to look at this and it is not something that we have powers to investigate.
22. Complaint responses would not have been needed until after Mr O’s treatment so the delays in complaint handling did not lead to a delay in treatment.
23. We appreciate that the Practice did not respond to Mr O’s complaints and he says he had to contact it many times. We understand this caused Mr O anxiety and stress. We also appreciate that the Practice’s poor communication meant he did not know about its response to the OHA.