Behaviour warning letter
21. Before we decide if we should conduct a detailed investigation of a complaint, we look at whether there are signs the organisation has got something wrong. We do this by comparing what should have happened with what did happen.
22. We have done this and have not found any indications that something has gone wrong. We appreciate this decision will be upsetting for Miss F and understand the impact receiving the Practice’s behaviour warning letter had on her.
23. Miss F complains about the behaviour warning letter which the Practice sent her. The Practice said it sent the warning letter because Miss F had displayed behaviour which it considered inappropriate.
24. We cannot decide whether the Practice was correct in judging Miss F’s behaviour as inappropriate. This is subjective and we cannot determine how the person who experienced this behaviour felt.
25. In reaching a decision on this case, we have considered whether the Practice acted in line with its policy and national guidance when sending the letter. We would expect organisations to follow such guidelines if their staff considered a patient behaved in a way its guidelines describe as inappropriate.
26. The Practice’s policy outlines different steps it may take in response to inappropriate behaviour. It includes the practice manager writing to the patient to give details of their inappropriate behaviour and warning them about it.
27. The Practice did this in Miss F’s case. In the letter, the practice manager stated it was a first warning and explained why they sent her this letter.
28. Miss F said the warning letter she received from the Practice was inaccurate and unevidenced. There is no requirement in the Practice’s policy or in NHS England national guidance for a warning letter to provide evidence of inappropriate behaviour. However, we do note the Practice explained what had resulted in the warning, and when it considered she behaved inappropriately, in its letter.
29. Miss F also said the Practice sent her the letter at a time of huge stress. She said the Practice was aware of her circumstances and showed no consideration of the impact the letter would have on her mental and physical health.
30. The Practice’s Acceptable Behaviour statement on its website says, ‘we ask that you treat our staff with respect and courtesy at all times’.
31. In respect of inappropriate and unacceptable patient behaviour, NHS England’s national guidance further says for a patient who has not been aggressive, and/or is clearly under mental and physical distress, it is usually appropriate to follow a standard procedure for practice/patient relationship breakdown. The guidance notes this would usually involve sending a patient a warning letter.
32. We understand this was a very stressful time for Miss F. We also understand her frustrations at the Practice appointment booking errors and the anxiety she experienced when she thought she might miss her appointment.
33. We hope we have clearly explained why we cannot see the Practice acted wrongly by sending Miss F the warning letter. We hope the reasoning we have given assures Miss F we only reached our decision after carefully considering the relevant procedures.
34. Miss F also complained the Practice did not inform her the warning would remain on her record for 12 months or it placed a behaviour flag on her electronic record. While we understand why Miss F wanted to know this information, there is no local or national requirement in the guidelines we reviewed for the Practice to have shared this with Miss F.
35. Overall, we have seen the Practice followed its policy and national guidance when it sent Miss F her warning letter. We have not found any indication the Practice got things wrong in this case, and we will not be investigating this complaint further.
36. We hope we have clearly explained why the Practice acted in line with guidelines. We understand the distress Miss F experienced when she received the letter and are sorry this is not the outcome Miss F was hoping for.
Complaint Handling
37. We have carefully considered Miss F’s complaint about the way the Practice handled her complaint. We are very sorry to hear Miss F felt unable to visit the Practice while her complaint was ongoing and she ultimately lost confidence in the Practice.
38. The Practice acknowledged and apologised for some errors in the way it handled Miss F’s complaint. However, Miss F told us she still had outstanding concerns about this.
39. Following our request, the Practice has written a further letter of apology to Miss F, acknowledging Miss F’s remaining concerns (which we explained in paragraph six). It has also agreed to review and update the signposting to PHSO section of its complaints policy and complaints response template.
40. Miss F emailed her complaint to the Practice on 10 April 2025. As the Practice had not acknowledged her complaint, Miss F emailed again on 16 April to check her complaint had been received. In this email she also added some additional points.
41. Our NHS Good Complaint Handling Guides say when writing a final response, an organisation should make it clear it is their final response. The NHS Complaints Regulations say a final response from an organisation must include details of the complainant’s right to take their complaint to us.
42. The Practice responded to Miss F’s 16 April email the same day and addressed the points she had raised. The Practice also asked Miss F to re-send her original complaint. This email from the Practice did not state it was a final response. It also did not include any information on how Miss F could escalate her complaint if she was unhappy with the response.
43. Miss F re-sent her original complaint to the Practice, and the Practice then sent Miss F a formal complaint acknowledgement. The acknowledgement letter said the Practice would aim to respond to the complaint within 30 days, provide a detailed response and information on how to escalate the complaint if required.
44. The Practice told us the acknowledgement letter was sent in error. It explained it marked Miss F’s complaint as resolved, when it responded Miss F’s email on 16 April and addressed her points.
45. Based on the information the Practice gave her, we can understand why Miss F was unaware her complaint was resolved and expected to receive a further complaint response from the Practice.
46. Miss F chased the Practice on 6 June. The Practice replied to Miss F and said its previous email resolved Miss F’s complaint. However, it acknowledged it had missed additional complaint points from Miss F’s original complaint and responded to those in this email. This email included information on how Miss F could escalate her complaint if unhappy with the response.
47. Miss F told the Practice it had sent her a complaint acknowledgement in April, and she was therefore expecting a response. She also highlighted two points which had not been addressed and requested a response to her complaint letter. Miss F chased the Practice again on 10 June. On 11 June, the Practice sent Miss F a full, final complaint response.
48. In its response, the Practice gave Miss F information about escalating her complaint if she was unhappy with the complaint outcome. It said Miss F could contact NHS England and us.
49. Miss F contacted NHS England. Miss F said NHS England told her this was incorrect, and that she should contact us to escalate her complaint.
50. Our NHS Complaints Standards say when things go wrong, we expect an organisation to be open and honest and take responsibility for this. We expect an organisation to identify what learning can be taken from a complaint and to give a complainant a meaningful and sincere apology and explanation.
51. We asked the Practice if it would apologise to Miss F in relation to its complaint handling. The Practice then wrote to Miss F to apologise for sending a complaint acknowledgement after responding to her email and resolving her complaint on 16 April.
52. The Practice explained how this happened, acknowledged the confusion this caused and the impact to Miss F. The Practice also apologised for not including information on how to escalate a complaint to us in its email of 16 April. It identified learning to take and will also be updating its Complaints Policy and Complaints Response Template.
53. We consider the Practice’s letter of apology is in line with our NHS Complaint Standards. The Practice recognised elements of its complaint handling did not meet expected standards and apologised to Miss F. It also identified learning to be taken and has confirmed it will be updating its complaints policy. This is in line with the outcomes Miss F was seeking when she brought her complaint to us.
54. As the Practice’s actions are in line with our NHS Complaint Standards and match Miss F’s outcomes, we see no further action we would expect it to take. This means we consider this a satisfactory resolution, and we do not need to consider this part of her complaint further.
55. We hope the resolution we agreed with the Practice helps bring Miss F closure on what we recognise are difficult events for her. We also hope it assures her the Practice has learned lessons from what happened, so future patients have a better complaint handling experience.