Findings
Translation of the Polish court order
And
CMS’s review of Mr C’s maintenance liability in January 2017
55. Mr C told us, ‘In January/February 2017, I informed CMS that I have a son for whom I pay alimony in Poland. After preliminary arrangements regarding payments for my daughter, the amount of child support was to be changed after considering the amount paid to for my son’.
56. When Mr C contacted CMS in October 2017 he told it, ‘I’ve sent you [a] translated polish court order which states how much I pay for my first child, so can you please take that into consideration? Up until now I still don’t have any answer’.
57. CMS responded in November 2018. It said, ‘You have raised concerns that you have not received a response regarding the Polish Court order that you currently pay. We wrote to you on 30 April 2017 to confirm we received a copy of this from you, however, before we can consider if this is a valid court order, we require a copy to be translated to English. We cannot accept a handwritten response to this; we require the court order to be translated by an official notary. Once you have obtained this and forwarded this on to us we will reconsider our decision’.
58. In a letter to Mr C’s MP, CMS said, ‘On 30 April 2017, we wrote to Mr C to ask him to send us an English version of the court order as we said we had no way of translating or reading it. In fact, we do have a translation service which caseworkers can use to have individual items of correspondence translated. The use of the service is at the caseworker’s discretion and will be offered only where regular communication has failed and it is necessary for effective communication to progress the case’.
59. In relation to translation services in its final report ICE concluded that, ‘CMS received a copy of a court order from you, but it was written in Polish. CMS should have raised a MR and offered to have the document translated for you but failed to do so’.
60. DWP translation guidance in place in March 2017 sets out that CMS provides a translation service if a person provides documents in a language other than English. The guidance states that the translation service can be used by any caseworker sending or receiving written correspondence to or from a client.
61. The evidence shows Mr C initially provided a copy of the Polish court order in March 2017. CMS contacted him on 6 April 2017 and told him, ‘We have received the copy of your court order for a child you financially support in Poland. Please can you obtain a copy of this to send in English as we have no way of translating it or reading it and therefore actioning your case to take the child into account’.
62. Mr C sent CMS another copy of the court order on 26 April 2017 with some parts partially translated to set out that he paid £85 a month towards his child in Poland. Between April 2017 and October 2018 Mr C contacted CMS several times asking for an update on his case as CMS had not updated his liability to include the payments he was making for his son in Poland.
63. It was not until November 2018 that CMS wrote to Mr C in relation to this. It told him it needed a copy of the court order fully translated into English, and that it needed an official notary to translate the court order. The evidence shows this was the first time CMS told Mr C of this, even though he had provided a partially translated copy one year and six months before and had contacted it several times asking for an update.
64. Based on the above, we have found CMS did not act in line with its translation policy in April 2017 and November 2018. It should have offered to translate Mr C’s Polish court order rather than insisting he did so. This is therefore a failing.
65. We find this also led to a delay in any reconsideration of Mr C’s maintenance liability, as it was not until October 2019 that CMS addressed this matter. This was despite Mr C providing a court order in April 2017.
66. CMS eventually completed a MR of the decision in November 2019. If CMS had followed the relevant translation guidance at the time and translated the court order, it could have used this to reconsider Mr C’s maintenance liability much sooner.
67. CMS should raise an MR when a parent formally disputes a decision and believes it was made using incorrect or incomplete information. The right to request a MR is contained in the ‘Child Support Maintenance Calculation Regulations 2012’. Regulation 14A(1) sets out that a person who is notified of a maintenance calculation decision may request that the decision be reconsidered by the Secretary of State before appealing to the tribunal.
68. When Mr C disputed the initial calculation, CMS did not complete an MR as it should have done. This was partly due to the failure of CMS to translate the Polish court document. This caused a delay of around two years and seven months before CMS completed a MR of Mr C’s child maintenance liability to take into consideration the child he was making payments towards in Poland.
69. As this was such a long delay, and we can see that during this time Mr C was contacting CMS regularly, we can see that it would affect his mental health and contribute to the anxiety he has told us about. We are sorry to hear about the negative impact these issues have had on Mr C.
70. We have found failings in this part of the complaint. We will therefore consider the impact of this on Mr C and the actions CMS have taken to put this right, in our recommendations section later in this report.
Enforcement action
71. Mr C complains that he was receiving regular text messages and having court action taken against him. Mr C told us he believes this should not have happened as there were still issues CMS were not addressing in relation to his account which meant CMS never fully updated his account before taking enforcement action against him.
72. When investigating Mr C’s complaint ICE said, ‘Before the LO was granted by the court, CMS wrote to you on 14 November 2018 and asked you to provide, within 14 days, audited account statements or a self- assessment tax form for proof of your self-employed income. You did not provide that information, and your income review request was refused on 6 December 2018, a decision notification with MR rights was sent to you the following day. The court granted the LO for £3,401.78 on 10 December 2018’.
73. CMS should raise an MR when a parent formally disputes a decision and believes it was made using incorrect or incomplete information, as explained above.
74. The evidence shows Mr C contacted CMS when it completed its initial calculations and explained he had another child he was making maintenance payments to in Poland. Mr C wanted CMS to include this information when it calculated his liability. As this had not been resolved by time CMS completed the first annual review in January 2018 Mr C also disputed this. In relation to both, CMS did not raise an MR as it should have done, in line with its regulations.
75. As CMS did not take the action it should have when Mr C disputed the calculations, it proceeded to consider enforcement action with the impression that there were no outstanding issues in Mr C’s case.
76. We can see that, when CMS considered enforcement action against Mr C, it considered several factors. For example, if CMS believed it had the correct contact address for Mr C, if it had made efforts to contact him to try to resolve the issues, and if taking action might have a negative impact on the welfare of the child involved. We can also see that, when CMS made the decision to apply for a LO, CMS did not consider the matters Mr C had raised with it in relation to his other child or disputing the latest annual review. This was because these matters had not been raised as they should have been. Because of this, the person making the decision on enforcement action was not aware of the outstanding issues when deciding on enforcement action.
77. To decide if CMS should have taken enforcement action when it did, we have considered what CMS should have done as set out in the DWP ‘Child Maintenance: Liability orders’ guidance.
78. The guidance sets out what CMS must consider when deciding to take enforcement action. There are actions CMS should take to ensure referral criteria is met. These actions include ensuring:
• CMS have a confident address for the Paying Parent (PP) • the PP has missed payment of child maintenance • CMS is aware that the PP has an account with a specific bank or building society • the PP has refused to make or comply with a payment agreement • a DEO is not possible to collect the arrears at an acceptable rate is not possible • there are no outstanding mandatory reconsiderations or appeals • there are no issues concerning welfare of any children involved • an arrears warning notice has been issued and the PP has not since been compliant for a continuous period of 12 weeks • the RP has been contacted to ensure they want the debt collected.
79. We found CMS did consider these criteria. At the time CMS decided to take enforcement action there were no outstanding MR’s. This was not because all the issues had been addressed, but because CMS had not raised MRs as explained fully above. Due to this previous failing when the officer made their consideration and checked for outstanding issues they found none.
80. We have found that when CMS took enforcement action against Mr C it did so following the relevant guidance. The officer taking the action did so based on the information available to them at the time. We know because of the issues above that this was not a true reflection of Mr C’s position, but the officer was not aware of this. As such we can only judge their actions based on the information known to them at the time.
81. Although the court did grant a LO, CMS did not take any further enforcement action against Mr C as CMS became aware Mr C was making direct payments to his ex-partner in relation to his child maintenance liability. This meant not all the criteria for taking further action were then being met, so no further enforcement action was required.
82. As the decision to request a LO was properly considered in line with the relevant guidance, we have not found any failings in relation to this issue. We appreciate this is frustrating for Mr C.
Representations made since November 2020
83. Mr C told us that he informed CMS his circumstances had changed in November 2020. At that time, he was receiving Universal Credit (UC), so his income had decreased. Mr C says that CMS did not complete a review of his liability when he told it about this change, or when he disputed this again at his next annual review in January 2021.
84. In its complaint response in November 2020 DWP said, ‘You have told us you are now in receipt of UC. We have access to the main databases maintained by HMRC, this records what benefit individuals are in receipt of, when their claim was made and how much is in payment. At present the HMRC system shows no details of any benefits paid to you whatsoever’.
85. The ICE report said, ‘The 2021 annual review was automatically completed on 22 January 2021, based on your annual HMRC income figure of £I2,822 for tax year 2019/2020. Your challenge of that decision was received by CMS on 10 February 2021, but CMS did not raise a MR as they should have done’.
86. We can see that Mr C contacted CMS on 5 November 2020 to inform it he was now in receipt of UC and his income had reduced. In its response on 17 November 2020 CMS confirm it has checked HMRC systems and there was no evidence of Mr C being in receipt of benefits. This reply also confirmed that it can only consider a change to his income if he supplies evidence of his current income, and as he had not done so, it could not change his liability at that time.
87. Section 23 of the ‘Child Support Maintenance Calculation Regulations 2012’ sets out that CMS should make a new calculation if the paying parent reports a change of income. However, CMS can only complete this calculation if the paying parent can show their income has changed by at least 25%. As Mr C did not provide evidence to show his income had changed at this time CMS did not have the information it would need to complete a change of income request.
88. We can see the next activity on Mr C’s account is the annual review that CMS completed on 22 January 2021. We can see that, following this, Mr C wrote to CMS on 7 February 2021 to tell it he was now unemployed and had been without income for several months.
89. As Mr C had disputed the income used to calculate his maintenance liability at this point CMS should have raised an MR, but it did not do so.
90. As already explained, this is not in line with both the ‘Child Support Maintenance Calculation Regulations 2012’ and the DWP ‘Our Customer charter’ that sets out CMS will follow processes correctly. As such, we find there are failings in CMS not raising a MR when Mr C disputed the 2021 annual review and told it his income had reduced.
91. We have found failings in this part of the complaint. We will therefore consider the impact of this on Mr C and the actions CMS have taken to put this right, in our impact section below.
Impact
92. Mr C told us that throughout this time he suffered from depression and because of the issues we have found CMS caused him added stress and anxiety. Mr C also told us this adversely affected his relationship with his daughter, who witnessed him struggling and was aware of the ongoing dispute. He also told us he suffered from financial hardship, and while he was struggling financially CMS continued to demand money from him that he did not have.
93. We can see this has been a difficult time for Mr C and it gone on for several years. The failings identified began at the start of his CMS case in January 2017, which he immediately raised concerns about in February 2017. The issue with his other child not being considered was not resolved until October 2019.
94. We can see that the issues we found, and the amount of times Mr C had to contact CMS to follow up on the concerns he raised would cause him stress and anxiety along with added frustration. We are sorry to hear of the negative impact this has had on Mr C and his family.
95. We can also see there were delays in relation to MRs that CMS should have raised in January 2017, January 2018 and January 2021. CMS did not complete the January 2017 and 2018 MRs until November 2019 and March 2023 for the January 2021 MR, which was completed following the ICE investigation. We can also see there have been several instances when Mr C sent letters to CMS that it did not acknowledge or act on.
96. In relation to all these matters we can see that the issues were ongoing since the start of 2017 and were not fully addressed until the ICE report made recommendations in March 2023.
97. Based on this, we understand how this would be a stressful period, and Mr C would have experienced anxiety during it.
98. We have considered if the failing identified had a financial impact on Mr C. From the information available we can see in June 2017 Mr C stopped making his regular child maintenance payments. Since that time his account has always been in arrears. As this is the case, any subsequent changes that may have been made, if it was not for the failings identified in this report, would only reduce the arrears he owes.
99. Our view is that we cannot say the failings identified in this report have led to the financial hardship Mr C has told us about. This is because for much of the time he was not making the regular payments he should have been, and it is this that has caused most of the arrears now on his case. We cannot say Mr C was paying more than he should have been as he was not making the regular payments to cover his liability. We understand the main reason Mr C stopped making regular payments was due to his confusion about the process and we can understand that at the time he struggled to fully understand what was happening with his account. We are sorry to hear that Mr C was struggling at this time, and the action he took now means he has arrears on his account.
100. Mr C says these issues impacted his relationship with his daughter. We appreciate this has been a difficult time for him and his family and are sorry to hear that this relationship has suffered. We know it can be difficult circumstances when CMS become involved in cases of this kind. Personal circumstances can be difficult after the breakdown of a relationship, and where children are involved, this can make things more difficult for all parties.
101. As there are so many factors that could affect Mr C’s relationship with his daughter it would be extremely difficult to say how much of this may be because of the issues with CMS he has told us about. As this is the case, we cannot directly link this to the failings we have identified in this report. This is because we would never be able to say this is the only thing that could have an impact on the relationship Mr C has with his daughter.
102. After fully considering the impact on Mr C, we find he experienced added stress and anxiety because of the failings we have identified in this report. We find this added stress and anxiety went on for a significant amount of time.