NHS in England Closed After Initial Enquiries Search on PHSO website

Tees, Esk and Wear Valleys NHS Foundation Trust

P-005070 · Statement · Decision date: 20 March 2026 · View Tees, Esk and Wear Valleys NHS Foundation Trust scorecard
Treatment Risk assessment
Complaint (AI summary)
Mr Y complained the community mental health team failed to provide consistent, appropriate, and timely support, including a safety plan and consistent care coordinator, worsening his mental health.
Outcome (AI summary)
The ombudsman closed the case, finding the Trust provided continuity of care and appropriate intervention, and will not consider the complaint further.

Full decision details

The Complaint

4. Mr Y complains about the care and treatment provided to him by the Trust since 2023. He specifically complaints the community mental health team (the Service):

• failed to provide consistent, appropriate and timely support and intervention • did not provide him with a safety plan or a consistent care co-ordinator.

5. Mr Y said he has lost his faith in mental heath services. He said his mental health continues to suffer because the Trust have not taken his situation, trauma and struggles seriously. He said he has experienced increased distress, anxiety and feelings of hopelessness. He said he feels abandoned and at risk. He said not having a proper care plan, diagnosis or regular support has led to a deterioration in his mental health and his ability to manage daily life.

6. Mr Y is seeking an explanation, service improvements and financial remedy.

Background

7. Mr Y previously lived in the Southeast of England. Mr Y has experienced significant loss and trauma in his life, including the death of both his parents in separate traumatic circumstances.

8. In 2020 Mr Y took an overdose and the relevant Trust voluntarily admitted him to hospital.

9. In 2022, My Y moved to the Northeast where he did not have any support from family of friends.

10. Since this time, clinical records indicate a number of police call outs, an ambulance attendance and referrals to the access team due to Mr Y threatening suicide.

11. The access team referred Mr Y to the Service in September 2024 due to him presenting with complex trauma, and the need for further assessment, formulation and treatment.

Findings

Support and intervention

16. Before we decide if we should conduct a detailed investigation of a complaint, we look at whether there are signs the organisation has got something wrong. We do this by comparing what should have happened with what did happen. We have done this and have not found any indications that Trust did not provide support and intervention to Mr Y.

17. Mr Y said the Service did not provide him with the mental health care he needed. He complains it did not create or maintain an individual care plan and did not allocate a consistent care coordinator.

18. Mr Y said the Service did not give him any regular or meaningful contact and it failed to follow up with him when he asked for help. He said he was told to contact the crisis line, even though he required consistent support, not just emergency responses.

19. The Trust response refers to the time period from September 2024 following the access team referring Mr Y into its service. It said it reviewed Mr Y in October, with a follow up review two days later. In November it allocated Mr Y with a care coordinator in November who visited that month, and again in December 2024. It then referred Mr Y to the Support and Recovery service to develop self-esteem, improve resilience and increase confidence.

20. The Trust added whilst Mr Y was with the Support and Recovery Team, he remained open to the Service and still had access to support from his key worker and duty team.

21. The Trust apologised for Mr Y feeling unsupported and offered him a further appointment to review his needs in May 2025.

22. NICE guidance NG225 says, ‘if people who self-harm are referred to local health and social care services under local safeguarding procedures, use a multi-disciplinary approach, including education and/or third sector services, to ensure that different areas of the person’s life are taken into account when accessing and planning for their needs’.

23. Prior to the access team referring Mr Y to the Service, we can see from Mr Y’s clinical records evidence of the team holding multi-disciplinary meetings. In February 2023, there is an urgent care report describing a multi-disciplinary team review of this case.

24. We can see evidence of the access team making regular contact with Mr Y when a referral was made to them. There is evidence of contact and follow up contacts throughout the records.

25. Our psychological specialist adviser said this indicates the Trust was providing a level of ‘continuity of care’ when Mr Y needed support. This is because Mr Y’s care was ongoing with regular contact made by the service.

26. The Team referred Mr Y to secondary services is September 2024. We cannot see from records why the Team make the decision to refer him to secondary services at this point. The Trust has not documented the rationale for making the referral at this point, as opposed to following previous contacts with the access team. We can see it was documented the team considered he needed further assessment, formulation and treatment because his needs could not be met in primary care services.

27. Our psychological specialist adviser told us there is no specific guidance which sets out when a crisis team should refer a person to secondary services. It is a process of assessing the situation on an ongoing basis.

28. We can see once Mr Y was referred into the Service, the Service reviewed him three weeks later. It followed up this up two days later. The service offered Mr Y a home visit the next month and saw him again the month after. Our psychological adviser said they considered this demonstrated appropriate continuity of care, because there was a clear plan for Mr Y with regular contact made by the Service

29. From what Mr Y has told us, it seems he thought the Trust discharged him at this point. Records indicate he remained open to the service, but it had referred him on to the support and recovery service.

30. It also referred him to other community resources – ARCH recovery (a resource base for adults struggling with their mental health) and a bereavement service.

31. We consider the service acted appropriately and in line with NICE NG225 guidance. It reviewed Mr Y just three weeks after receiving the referral. It assessed the type of support he needed and made referrals accordingly. The service kept him open during this time.

32. We can see Mr Y had a review in May 2025 and the Trust held a further multidisciplinary meeting. At the time of Mr Y’s second complaint response, he was on a waiting list for allocation to a key worker.

33. In the time period we are looking at, we can see the access team initially provided support to Mr Y, until referring him to the Service. We consider the Trust reviewed and assessed Mr Y appropriately and referred him on to relevant services. We cannot see indications of failings by the Trust.

Safety plan

34. Mr Y said despite his evidential struggles and threats of suicide, the Trust did not support him with a safety plan. He said this meant he was left in a vulnerable situation and was at risk of harming himself. We are sorry to hear how vulnerable Mr Y was feeling at this time.

35. The Trust apologised for Mr Y not feeling supported. It does not specifically address the issue of a safety plan. As stated, it said it had put Mr Y on a waiting list for a keyworker. The plan was for them to complete a pathway with him. It encouraged Mr Y to continue to access support from the Service and the crisis team (out of hours) in the interim.

36. NICE guidance NG225 sets out appropriate steps when safety planning with a person who self-harms. It refers to the importance of developing a safety plan and of ensuring this is done collaboratively with the individual who self-harms.

37. We can see in the records the Trust completed a safety plan in August 2023, with Mr Y’s involvement. We can see this was updated in 2024.

38. Our psychological specialist adviser did not identify any concerns with regards to safety planning or risk assessment.

39. We cannot see indications of failings by the Trust with regards to safety planning with Mr Y.

40. We do not underestimate the trauma Mr Y has experienced in his life, and the impact his experiences have had. We are sorry he has felt so desperate to the point of self-harm and suicidal ideations. We hope he can access the support he needs in the future.

Our Decision

1. We have carefully considered Mr Y’s complaint about the care and treatment he received at Tees, Esk and Wear Valley Trust (the Trust). We understand Mr Y has experienced significant bereavements and challenges that have impacted on his mental health. We realise how important mental health support is for individuals. We are sorry Mr Y has not felt supported by the Trust.

2. We have carefully considered his complaints that the Trust did not provide him with support and intervention and did not ensure a safety plan was in place. We have seen the Trust provided continuity of care and appropriate intervention. We will not be considering this complaint further.

3. We do not intend to dismiss Mr Y’s experiences. We hope this report provides him with a clear explanation of our view. We hope he accesses the support he needs in the future.

Other Decisions About Tees, Esk and Wear Valleys NHS Foundation Trust

P-004820 · 12 Feb 2026
Mr U complains the Trust missed earlier opportunities to diagnose his Autism Spectrum Condition, and when it did, failed to …
Upheld
P-004760 · 30 Jan 2026
Closed After Initial Enquiries
P-004737 · 29 Jan 2026
Closed After Initial Enquiries
P-004408 · 5 Dec 2025
Miss L complains the Trust failed to accurately assess her son for ADHD between June 2021 and March 2024. She …
Closed After Initial Enquiries
P-004046 · 3 Sep 2025
Mrs I complains the Tees, Esk and Wear Valleys NHS Foundation Trust's safeguarding referral on 10 January 2024 was incorrect. …
Closed After Initial Enquiries
View all decisions for this organisation →