David Baxter
Natural causes
Report published
HMP Wealstun (Prison)
Recommendations (5)
5 Accepted
Recommendation 1
The Head of Healthcare must ensure that all healthcare staff are trained and competent in the use of the NEWS2 assessment.
Response (deadline: 1 Apr 2025)
In house training to be delivered on the use of NEWS2 and SBAR in addition to what is available within mandatory learning. Increase the utilisation of Arden’s templates and recording of NEWS2 within the template.
Recommendation 2
The Head of Healthcare should ensure that a clear plan is documented within the patients SystmOne records following self–discharge from the hospital acute Trust to ensure that all outstanding care/treatment is re-initiated as soon as possible.
Response (deadline: 1 Jan 2025)
Implement process for patients returning from hospital who have self-discharged and ensure patients documentation within SystmOne record within post hospital review with nurse.
Recommendation 3
The Head of Healthcare should ensure that care plans are created to support in the management of incontinence as per NICE ‘When should I suspect a urinary tract infection in a man’ (2024).
Response (deadline: 1 Apr 2025)
Training to be delivered on individualised care plans and the utilisation of NICE guidance to ensure evidence-based practice. Buzz session to be delivered on incontinence incorporating NICE guidance.
Recommendation 4
The Governor should conduct regular emergency response drills to allow staff to practice response requirements, including when to commence CPR.
Response (deadline: 1 Dec 2024)
In July 2024, local contingency plans were reviewed as part of the prison’s annual evaluation. Following this review, contingency plans have been updated to include more scenarios where preservation of life could be a factor for responding staff. The most recent emergency response drill was carried out in July as part of the ‘live fire’ contingency and included prison staff and staff from the fire and ambulance services. The drill also included the use of a rescue mannequin as part of the simulation. The emergency response drill gave staff the opportunity to practice response requirements, including when to commence CPR. First aid refresher training has been arranged for the three members of staff who were first on scene. First aid awareness training videos have been developed by the HMPPS Health and Safety function in conjunction with St John Ambulance as a tool to promote awareness and refresh key elements of first aid for staff. It is anticipated the videos will be launched nationally by the end of the year.
Recommendation 5
The Governor should ensure that staff in the control room request an ambulance immediately when a medical emergency code is called.
Response (deadline: 1 Dec 2024)
All existing staff working in the control room have received instructions that once a medical emergency code is called over the radio, the control room must automatically call an ambulance and await updates from the scene. Training will now be provided to all staff prior to them working in the control room. Training will cover the use of the Emergency Response Intervention Card (ERIC) to ensure that it is embedded into the practice of requesting ambulances. The safety team will introduce a quality assurance process to monitor and ensure that control room staff are requesting an ambulance immediately once a medical emergency code has been called. Medical emergency response posters are now displayed around the control room, including next to the phone as a visual reminder to staff. A notice to staff (NTS) is published every six months reminding staff of their responsibilities in a medical emergency. A copy of the NTS is now kept in a visible location in the control room along with the code red and code blue incidents guidance.
Full Report Text
OFFICIAL - FOR PUBLIC RELEASE Independent investigation into A report by the Prisons and Probation Ombudsman the death of Mr David Baxter, a prisoner at HMP Wealstun, on 26 May 2024 A report by the Prisons and Probation Ombudsman Third Floor, 10 South Colonnade Email: mail@ppo.gov.uk T l 020 7633 4100 Canary Wharf, London E14 4PU Web: www.ppo.gov.uk OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE © Crown copyright, 2025 This report is licensed under the terms of the Open Government Licence v3.0. To view this licence, visit nationalarchives.gov.uk/doc/open-government-licence/version/3 Where we have identified any third-party copyright information you will need to obtain permission from the copyright holders concerned. OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE The Prisons and Probation Ombudsman aims to make a significant contribution to safer, fairer custody and community supervision. One of the most important ways in which we work towards that aim is by carrying out independent investigations into deaths, due to any cause, of prisoners, young people in detention, residents of approved premises and detainees in immigration centres. If my office is to best assist His Majesty’s Prison and Probation Service (HMPPS) in ensuring the standard of care received by those within service remit is appropriate, our recommendations should be focused, evidenced and viable. This is especially the case if there is evidence of systemic failure. Mr David Baxter died of acute pyelonephritis (inflammation of the kidney) and cystitis (bladder infection) on 26 May 2024 at HMP Wealstun. He was 64 years old. I offer my condolences to Mr Baxter’s family and friends. The clinical reviewer concluded that the care Mr Baxter received at Wealstun was not of the required standard and was not equivalent to what he could have expected to receive in the community. She made recommendations relating to clinical assessments and clear plans for future care. My investigation found that the officers who found Mr Baxter unresponsive on 26 May, did not commence cardiopulmonary resuscitation immediately. This version of my report, published on my website, has been amended to remove the names of staff and prisoners involved in my investigation. Adrian Usher Prisons and Probation Ombudsman January 2025 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Contents Summary ......................................................................................................................... 1 The Investigation Process ................................................................................................ 3 Background Information ................................................................................................... 3 Key Events ....................................................................................................................... 5 Findings ........................................................................................................................... 9 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Summary Events 1. On 31 May 2023, Mr David Baxter was sentenced to 21 months imprisonment for making threats to kill. On 6 February 2024, he was released from HMP Wealstun on licence. 2. On 24 February, Mr Baxter was recalled to prison for breaching his licence. He was also charged with a new offence. He was sent to HMP Nottingham. 3. On 18 March, Mr Baxter was sentenced to 12 months imprisonment for offences against a person. On 27 March, Mr Baxter was transferred to Wealstun. 4. Mr Baxter had type 2 diabetes and had a stroke in 2020. Healthcare staff gave him his prescribed medication which he was allowed to keep in his cell. 5. On 16 April, healthcare staff saw Mr Baxter after he reported issues with bladder control. On 26 April, a GP at the prison saw Mr Baxter, conducted some tests and referred him to hospital for further review. 6. On 15 May, a nurse saw Mr Baxter after he reported struggling to pass urine. On 17 May, the GP saw Mr Baxter and sent him to hospital for further care and treatment. Mr Baxter started using a catheter (a thin, flexible tube that carries fluids into or out of the body). He remained in hospital until 20 May. Mr Baxter discharged himself against hospital advice. 7. On 25 May, Mr Baxter told an officer that he had fallen in his cell overnight. A nurse attended Mr Baxter’s cell later that day to check on him. Mr Baxter told the nurse that he had lost consciousness but did not know for how long. The nurse arranged for him to see the GP on 27 May. 8. At 8.47am on 26 May, an officer went to unlock Mr Baxter’s cell. He found Mr Baxter unresponsive on the toilet in his cell. He checked for signs of life but there were none. At 8.48am, an officer radioed a medical emergency code. Two officers responded immediately and the three officers waited for healthcare staff to arrive. 9. After seeking clarification from the officers, control room staff called an ambulance at 8.50am. 10. Two Supervising Officers (SO) attended Mr Baxter’s cell. They immediately moved Mr Baxter onto the floor and commenced cardiopulmonary resuscitation (CPR). Staff attached a defibrillator to Mr Baxter’s chest. 11. At 8.51am, nursing staff attended and provided additional healthcare support. 12. At 9.10am, paramedics arrived at the prison and took over Mr Baxter’s care. At 9.29am, the paramedics confirmed that Mr Baxter had died. Prisons and Probation Ombudsman 1 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Findings 13. The clinical reviewer concluded that the care Mr Baxter received at Wealstun was not of the required standard and not equivalent to what he could have expected to receive in the community. She was concerned that there were missed opportunities to recognise Mr Baxter’s deteriorating health, a lack of professional curiosity and detailed record keeping. 14. We found that there was a delay in staff commencing CPR when Mr Baxter was found unresponsive in his cell. We do not consider that the outcome would have been different in this instance, however it could be critical in future emergencies. Recommendations • The Head of Healthcare must ensure that all healthcare staff are trained and competent in the use of the NEWS2 assessment. • The Head of Healthcare should ensure that a clear plan is documented within the patients SystmOne records following self–discharge from the hospital to ensure that all outstanding care/treatment is re-initiated as soon as possible. • The Head of Healthcare should ensure that care plans are created to support in the management of incontinence as per NICE ‘When should I suspect a urinary tract infection in a man’ (2024). • The Governor should conduct regular emergency response drills to allow staff to practice response requirements, including when to commence CPR. • The Governor should ensure that staff in the control room request an ambulance immediately when a medical emergency code is called. 2 Prisons and Probation Ombudsman OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE The Investigation Process 15. HMPPS notified us of Mr Baxter’s death on 29 May 2024. 16. The investigator issued notices to staff and prisoners at HMP Wealstun informing them of the investigation and asking anyone with relevant information to contact her. One officer contacted the investigator by email. 17. The investigator obtained copies of relevant extracts from Mr Baxter’s prison and medical records, CCTV, body worn video camera (BWVC) footage, and recordings of radio communications. 18. The investigator interviewed nine members of staff, including the officer who emailed the investigator, at Wealstun between 18 July and 22 August. 19. NHS England commissioned a clinical reviewer to review Mr Baxter’s clinical care at the prison. The clinical reviewer conducted joint interviews with the investigator. 20. We informed HM Coroner for Wakefield of the investigation. The Coroner gave us the results of the post-mortem examination. We have sent the Coroner a copy of this report. 21. The Ombudsman’s office contacted Mr Baxter’s family to explain the investigation and to ask if they had any matters they wanted us to consider. Mr Baxter’s family had no questions but asked for a copy of our report. 22. The initial report was shared with HM Prison and Probation Service (HMPPS). HMPPS did not find any factual inaccuracies. 23. Mr Baxter’s family received copies of the draft report. They pointed out some factual inaccuracies and/or omissions. This report has been amended accordingly. Mr Baxter’s family also raised a number of issues/questions that do not impact on the factual accuracy of this report and have been addressed through separate correspondence. 24. At the inquest held on 3 September 2024, the Coroner concluded that Mr Baxter died of acute pyelonephritis (inflammation of the kidney) and cystitis (bladder infection). Ischaemic heart disease, enlarged prostate gland and diabetes mellitus contributed to, but did not cause, his death. Prisons and Probation Ombudsman 3 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Background Information HMP Wealstun 25. Wealstun is a category C adult training and resettlement prison for men. Practice Plus Group provides physical and mental health care services. HM Inspectorate of Prisons 26. The most recent inspection of Wealstun was in October 2022. Inspectors reported that healthcare staff were well trained and had access to appropriate, regularly checked equipment, and arrangements to respond to medical emergencies were robust when the health care team was on duty. Independent Monitoring Board 27. Each prison has an Independent Monitoring Board (IMB) of unpaid volunteers from the local community who help to ensure that prisoners are treated fairly and decently. In its latest annual report, for the year to May 2023, the IMB reported that there appeared to be a number of instances where communications between healthcare staff and prison staff had potential gaps, and where wing staff were not aware of treatment plans (including GP advice) suggested for prisoners by the healthcare team. Previous deaths at HMP Wealstun 28. Mr Baxter was the third prisoner to die at Wealstun since May 2021. Of the previous deaths, one was from natural causes and one was self-inflicted. Since Mr Baxter’s death, there have been no further deaths at Wealstun. 4 Prisons and Probation Ombudsman OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Key Events 29. On 31 May 2023, Mr David Baxter was sentenced to 21 months imprisonment for making threats to kill. 30. On 6 February 2024, Mr Baxter was released from Wealstun on licence. 31. On 24 February, Mr Baxter was recalled to prison for breaching his licence and was charged with breach of a restraining order. He was transferred to Nottingham. 32. At his first reception health screen, nurses noted that Mr Baxter had type 2 diabetes. Healthcare staff created an older persons care plan. 33. On 14 March, Mr Baxter was transferred to Leeds, as he had a court hearing. On 18 March, Mr Baxter was sentenced to 12 months imprisonment for offences against a person. 34. On 27 March, Mr Baxter was transferred to Wealstun. 35. During his first reception health screen, nurses noted that Mr Baxter had type 2 diabetes and that he had a stroke in 2020. Nurses gave Mr Baxter his prescribed medication which he was allowed to keep in his cell. 36. On 2 April, Mr Baxter was moved from the induction wing to a standard residential wing. 37. On 16 April, healthcare staff saw Mr Baxter as he reported issues with bladder control. He said that he was getting up every hour in the night to urinate, and sometimes he was incontinent when he could not wake up. Nurses gave Mr Baxter incontinence pads and booked an appointment for him to see the GP. 38. On 26 April, the GP at the prison saw Mr Baxter to conduct some tests and a further examination. He referred Mr Baxter to hospital for an ultrasound. 39. On 1 May, healthcare staff conducted a diabetic review with Mr Baxter. As Mr Baxter’s urine test came back abnormal, a new appointment was booked for him to see the GP. 40. On 3 May, the GP saw Mr Baxter to follow up on his blood test results, which were taken on 30 April. The results showed a slightly raised prostate-specific antigen, which indicated possible prostate cancer. The GP requested repeat blood tests. 41. On 9 May, the GP saw Mr Baxter to discuss the results of his recent tests. Mr Baxter reported that he felt well but was slightly constipated. The GP prescribed Mr Baxter laxatives and healthcare staff completed a fast track hospital referral to the urology department for suspected cancer the next day. 42. On 15 May, a nurse saw Mr Baxter after he reported he was struggling to pass urine. The nurse noted that he may need to attend A&E for catheterisation. She noted that Mr Baxter had an arranged appointment with the GP and considered this could be discussed then. On 17 May, the GP saw Mr Baxter and sent him to hospital. He remained in hospital until 20 May during which time he was Prisons and Probation Ombudsman 5 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE catheterised (meaning he passed urine through a thin tube inserted into his bladder and into a bag). 43. On 20 May, Mr Baxter discharged himself from hospital against clinical advice. Two officers escorted Mr Baxter back to the prison. At interview, they said that hospital staff did not want to discharge Mr Baxter but he was insistent on returning to the prison as he had a visit with his sister the following day, and he agreed he would return to the hospital following his visit. Both officers said that Mr Baxter had been given another appointment to attend the hospital later that week. There is no record that the appointment had been arranged. 44. A nurse saw Mr Baxter upon his return from hospital to conduct a post-hospital review. She explained to Mr Baxter how to use his catheter, and how to fit the night bags. Mr Baxter declined any further support from healthcare. Following advice from the hospital, she booked a blood test for Mr Baxter. 45. On 23 May, Mr Baxter was due to attend the healthcare clinic for his blood test, but failed to attend. An officer on Mr Baxter’s wing called the healthcare unit and asked them if Mr Baxter could be seen on the wing instead due to issues with his leg. Healthcare staff re-booked Mr Baxter’s blood test. 46. On 24 May, a nurse saw Mr Baxter on the wing to discuss some problems he was having with his catheter. Mr Baxter said that his catheter bag had burst overnight and he needed the nurse to show him how to change it. She showed Mr Baxter how to use and change the catheter bag. Mr Baxter told her that he was feeling unwell and was not sleeping. She conducted some clinical observations but did not complete a National Early Warning Score (NEWS2 - a tool to facilitate the early detection of clinical deterioration). She arranged for Mr Baxter to see the GP the following day. 47. On 25 May, Mr Baxter told an officer that he had fallen in his cell overnight. The officer called healthcare, and a nurse attended Mr Baxter’s cell later that day to check on him. Mr Baxter told her that he had lost consciousness but did not know for how long. She observed a small cut to Mr Baxter’s eyebrow. She took his clinical observations, including his blood pressure, pulse rate, oxygen saturation, Glasgow Coma Score (GCS) and temperature. She provided Mr Baxter with solution and a gauze to clean his wound. She did not check Mr Baxter’s blood glucose levels, his NEWS2 score or complete a falls risk assessment. She arranged for him to see the GP on Monday 27 May. Events of 26 May 2024 48. At 8.47am, Officer A went to Mr Baxter’s cell to unlock him for a religious service. He found Mr Baxter unresponsive on the toilet in his cell. As he was trying to get a response from Mr Baxter, Officer B entered the cell. Officer A checked for signs of life and noted that Mr Baxter did not have a pulse and was not breathing. 49. At 8.48am, Officer B radioed a code blue (indicating a prisoner is unconscious or is having breathing difficulties). Officer C responded immediately as she was already on the wing. The officers discussed whether they should commence CPR, but they decided to wait until healthcare staff arrived. 6 Prisons and Probation Ombudsman OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE 50. At 8.50am, control room staff asked if an ambulance was needed. Officer C said yes and left the cell to access Mr Baxter’s prison record to provide control room staff with more information. 51. Two Supervising Officers (SOs) attended Mr Baxter’s cell. They immediately lifted Mr Baxter off the toilet and onto the floor and commenced CPR. Staff got a defibrillator from the office and attached it to Mr Baxter’s chest. 52. At 8.52am, a nurse arrived at the cell. She worked on Mr Baxter’s airway, while both SOs continued with CPR. At 8.56am, another nurse arrived and gave additional healthcare support. 53. At 9.10am, paramedics arrived at the cell and took over Mr Baxter’s care. At 9.15am, more paramedics arrived. The first nurse told them that Mr Baxter had been in hospital recently. The paramedics asked to see Mr Baxter’s medical records, which she retrieved for them. 54. At 9.22am, more paramedics arrived. A nurse told them that Mr Baxter had collapsed the night before and he reported unconsciousness and had a small cut to his head. 55. At 9.29am, the paramedics confirmed that Mr Baxter had died. Contact with Mr Baxter’s family 56. Shortly after Mr Baxter’s death, a Custodial Manager (CM) contacted Mr Baxter’s sister to notify her of Mr Baxter’s death by telephone, as the prison did not have her address on record. Mr Baxter’s sister and her husband visited the prison. She shared the news of Mr Baxter’s death with his ex-partner. 57. On 28 May, the prison allocated a family liaison officer (FLO). The FLO continued to liaise and support Mr Baxter’s sister, ex-partner and daughter. 58. The FLO and a prison chaplain attended the funeral on behalf of the prison. They arranged a memorial service in the prison for Mr Baxter, which was attended by his ex-partner, their daughter and 20 prisoners who knew Mr Baxter. 59. The prison contributed towards the cost of Mr Baxter’s funeral in line with national guidance. Support for prisoners and staff 60. After Mr Baxter’s death, a prison manager debriefed the staff involved in the emergency response to ensure they had the opportunity to discuss any issues arising, and to offer support. The staff care team also offered support. 61. The prison posted notices informing other prisoners of Mr Baxter’s death, and offering support. Staff reviewed all prisoners assessed as being at risk of suicide or self-harm in case they had been adversely affected by Mr Baxter’s death. Prisons and Probation Ombudsman 7 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Post-mortem report 62. The post-mortem gave Mr Baxter’s cause of death as acute pyelonephritis (inflammation of the kidney) and cystitis (bladder infection). Ischaemic heart disease, an enlarged prostate gland and diabetes mellitus also contributed to his death. 8 Prisons and Probation Ombudsman OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Findings Clinical care 63. The clinical reviewer concluded that the care Mr Baxter received at Wealstun was not of the required standard and was not equivalent to what he could have expected to receive in the community. 64. The clinical reviewer was concerned that healthcare staff missed opportunities to recognise Mr Baxter’s deteriorating health. There was also a lack of professional curiosity and detailed record keeping. She was concerned that when Mr Baxter returned to the prison from hospital on 20 May, there was insufficient information recorded about the plan for follow-up care. There were also missed opportunities to recognise Mr Baxter’s deteriorating health between 20 May and 26 May. 65. The clinical reviewer found that a nurse did not complete a falls risk assessment for Mr Baxter following his fall on the night of 24 to 25 May, and a falls care plan was not created for him as it should have been. She was also concerned that there was no hypertension or urinary incontinence care plan in place. 66. Despite healthcare staff being notified that Mr Baxter self-discharged from hospital on 20 May, no arrangements to return him to hospital were made and there was no evidence that healthcare staff who interacted with Mr Baxter after his return to the prison discussed his self-discharge with him. We recommend: The Head of Healthcare must ensure that all healthcare staff are trained and competent in the use of the NEWS2 assessment. The Head of Healthcare should ensure that a clear plan is documented within the patients SystmOne records following self–discharge from the hospital acute Trust to ensure that all outstanding care/treatment is re-initiated as soon as possible. The Head of Healthcare should ensure that care plans are created to support in the management of incontinence as per NICE ‘When should I suspect a urinary tract infection in a man’ (2024). Emergency response 67. The local guidance, Wealstun Safety Awareness Guide, says that if someone is discovered unresponsive and not breathing, CPR should be commenced immediately. 68. When Officer A found Mr Baxter unresponsive on 26 May, he called a medical emergency code. Officers B and C responded immediately. There was some discussion among the officers as to whether they should commence CPR, but they decided to wait until healthcare arrived. 69. Officer A told us that he was surprised when he found Mr Baxter unresponsive on the toilet. He was worried about preserving his decency considering he was with two female officers. He said that this was his first experience of a medical Prisons and Probation Ombudsman 9 OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE emergency of this nature and he felt like it would have been disrespectful to move Mr Baxter from the toilet on the floor and begin chest compressions. Officer A received first aid training in October 2022. 70. Officer B told the investigator that she did not commence CPR immediately because she panicked. She said she had never dealt with something like this before, and she felt commencing chest compressions would have been indecent as it was clear to her that resuscitation attempts would have been futile. She also said that she was with Officer A, a more experienced officer, from whom she was taking lead. Officer B received first aid training in July 2023. 71. Officer C told us she did suggest to Officers A and B that they should commence CPR, but she could not pinpoint why exactly CPR was not started. She said it may have been the shock of finding a prisoner unresponsive in this way, and said it felt undignified given that Mr Baxter was on the toilet, in a state of undress. Officer C received first aid training in September 2023. 72. At interview, all three responding officers recognised that they should have started CPR immediately, and that in hindsight, they would have commenced CPR sooner. 73. While we recognise that it is difficult for staff to make instant decisions in shocking situations, it is critical that staff act quickly when there is a potentially life- threatening situation. We do not consider that the outcome would have been different in Mr Baxter’s case had CPR commenced earlier, but it could be critical in future emergencies. We make the following recommendation: The Governor should conduct regular emergency response drills to allow staff to practice response requirements, including when to commence CPR. 74. Prison Service Instruction (PSI) 03/2013, Medical Emergency Response Codes set out the actions staff should take in a medical emergency. It states that if an emergency code is called over the radio network, an ambulance must be called immediately. 75. Radio communications evidence shows that the medical emergency code was called at 8.48am. The control room staff asked if an ambulance was required at 8.50am. Officer C confirmed that an ambulance was needed, then the control room called for an ambulance. There was a delay of two minutes in requesting an ambulance. Whilst this did not affect the outcome for Mr Baxter, it could be critical in future emergencies. We recommend: The Governor should ensure that staff in the control room request an ambulance immediately when a medical emergency code is called. 10 Prisons and Probation Ombudsman OFFICIAL - FOR PUBLIC RELEASE OFFICIAL - FOR PUBLIC RELEASE Third Floor, 10 South Colonnade Email: mail@ppo.gov.uk T l 020 7633 4100 Canary Wharf, London E14 4PU Web: www.ppo.gov.uk OFFICIAL - FOR PUBLIC RELEASE
Case Details
Date of Death
26 May 2024
Report Published
5 February 2025
Age
61-70
Gender
Responsible Body
HMP Wealstun
Recommendations
5
Inquest Date
3 September 2024
Recommendation Themes
emergency_response (2)
healthcare (2)
record_keeping (1)