Mark Johnston

Other non-natural Report published

HMP Swansea (Post-release)

Recommendations (2)
2 Accepted
Recommendation 1
The Governor of HMP Swansea should ensure that a process is created to identify newly arrived prisoners who are at risk of homelessness and that the resettlement team sees them at the earliest opportunity to maximise their chance of finding post-release accommodation.
The Governor of HMP Swansea policy Accepted
Response
The resettlement model now ensures that all new admissions into HMP Swansea are interviewed by resettlement staff within 72 hours of arrival. Accommodation status is one of the key areas of assessment and where necessary, timely referrals are made to Forward Trust. This is done either directly from the resettlement team if the individual is on remand, or via community-based probation staff for those sentenced or recalled.
Recommendation 2
The Regional Probation Director for Swansea Neath Port Talbot should ensure that all probation practitioners are aware of the Duty to Refer policy framework and remind them of their responsibility to complete housing referrals.
The Regional Probation Director for Swansea Neath Port Talbot communication Accepted
Response (deadline: 1 Feb 2025)
A notice to staff will be distributed to all probation practitioners which will remind them of the contents of the Duty to Refer policy framework, and their responsibility to complete housing referrals. Additionally, probation practitioners will also be reminded of their responsibilities by senior probation practitioners during their tasking meetings.
Full Report Text
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Independent investigation into
the death of Mr Mark Johnston,
on 7 April 2024, following his
release from HMP Swansea
A report by the Prisons and Probation Ombudsman
Third Floor, 10 South Colonnade Email: mail@ppo.gov.uk T l 020 7633 4100
Canary Wharf, London E14 4PU Web: www.ppo.gov.uk
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© Crown copyright, 2025
This report is licensed under the terms of the Open Government Licence v3.0. To view this licence,
visit nationalarchives.gov.uk/doc/open-government-licence/version/3
Where we have identified any third-party copyright information you will need to obtain permission
from the copyright holders concerned.
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Summary
1. The Prisons and Probation Ombudsman aims to make a significant contribution to
safer, fairer custody and community supervision. One of the most important ways in
which we work towards that aim is by carrying out independent investigations into
deaths, due to any cause, of prisoners, young people in detention, residents of
approved premises and detainees in immigration centres.
2. Since 6 September 2021, the PPO has investigated post-release deaths that occur
within 14 days of the person’s release from prison.
3. If my office is to best assist His Majesty’s Prison and Probation Service (HMPPS) in
ensuring the standard of care received by those within service remit is appropriate,
our recommendations should be focused, evidenced and viable. This is especially
the case if there is evidence of systemic failure.
4. Mr Mark Johnston died from drug toxicity on 7 April 2024, following his release from
HMP Swansea five days earlier. He was 49 years old. We offer our condolences to
those who knew him.
5. The prison’s resettlement team saw Mr Johnston and completed housing referrals
for him just five days before his release. As a result, there was limited time for Mr
Johnston to secure accommodation and he was released homeless. We make the
following recommendations:
Recommendations
The Governor of HMP Swansea should ensure that a process is created to
identify newly arrived prisoners who are at risk of homelessness and that the
resettlement team sees them at the earliest opportunity to maximise their
chance of finding post-release accommodation.
The Regional Probation Director for Swansea Neath Port Talbot should
ensure that all probation practitioners are aware of the Duty to Refer policy
framework and remind them of their responsibility to complete housing
referrals.
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The Investigation Process
6. HMPPS notified us of Mr Johnston’s death on 8 April 2024.
7. The PPO investigator obtained copies of relevant extracts from Mr Johnston’s
prison and probation records.
8. The investigator interviewed Mr Johnston’s Community Offender Manager as part of
the investigation.
9. We informed HM Coroner for Swansea of the investigation. They gave us the
results of the post-mortem examination. We have sent the Coroner a copy of this
report.
10. The Ombudsman’s office contacted Mr Johnston’s daughter to explain the
investigation and to ask if she had any matters she wanted us to consider. She did
not respond.
11. The initial report was shared with HM Prison and Probation Service (HMPPS).
HMPPS did not find any factual inaccuracies.
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Background Information
HMP Swansea
12. HMP Swansea is a category B reception prison which holds men who have been
convicted or remanded into custody. Swansea University Bay Health Board
provides healthcare, including mental health services, at the prison. Dyfodol
provides substance misuse services.
Probation Service
13. The Probation Service works with all individuals subject to custodial and community
sentences. During a person’s imprisonment, they oversee their sentence plan to
assist in rehabilitation, prepare reports to advise the Parole Board and have links
with local partnerships to which they refer people for resettlement services, where
appropriate. Post-release, the Probation Service supervises people throughout their
licence period and post-sentence supervision.
HM Inspectorate of Prisons
14. The most recent inspection of HMP Swansea was in March 2023. Inspectors made
reported that in the previous 12 months, a third of prisoners were released
homeless or to transient accommodation.
End of Custody Supervised Licence (ECSL) scheme
15. The ECSL scheme was in operation from October 2023 to September 2024 and
allowed certain determinate sentenced prisoners to be released before their
conditional release date. At the time of Mr Johnston’s death, prisoners in certain
prisons could be released a maximum of 18 days before their conditional release
date.
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Key Events
Background
16. On 19 December 2023, Mr Mark Johnston was convicted of theft and was
sentenced to 18 weeks in prison. He was sent to HMP Swansea. During his initial
health screen, Mr Johnston disclosed that he had attempted suicide in 2010 by
jumping off a roof. He told staff that he had no thoughts of suicide and self-harm
and was detoxing from alcohol and drugs.
17. On 21 December, the substance misuse team saw Mr Johnston. He told them that
he had recently used heroin and crack cocaine. He was offered naloxone (a
medication that reverses an opioid overdose) on release which he declined. (There
is no evidence to explain why.) He also stated that he had anxiety and depression.
18. On 27 December, Mr Johnston saw a resettlement officer who told him that once he
was allocated a community offender manager (COM), substance misuse and
accommodation referrals would be completed to the Forward Trust (a charity which
helps prison leavers find accommodation on release) and Crisis CTI.
19. On 11 January 2024, the resettlement officer completed a housing application to the
local authority for Mr Johnston.
20. On 17 January, the substance misuse team discussed Mr Johnston’s care plan with
him. He said he was stable on his prescription for buprenorphine tablets (an opioid
used to treat opioid use disorder).
21. On 23 January, Mr Johnston received a negative drug test result. On 25 January,
Mr Johnston did not attend a planned substance misuse appointment as he said he
did not need one.
22. On 30 January, Mr Johnston met his community offender manager (COM) and his
prison offender manager (POM). They told him a housing application had been
completed. He told them that he struggled to attend Dyfodol meetings in the
community as he was around other drug users.
23. On 1 February, Mr Johnston was released from Swansea 18 days early under the
ECSL scheme. He failed to attend his appointments with the Probation Service and
with Dyfodol.
24. The local authority offered Mr Johnston post-release accommodation, but he
declined it and did not discuss the reasons why with the local authority.
Recall to Swansea
25. On 12 February, Mr Johnston was recalled to Swansea for breaching his licence
conditions. During his initial health screen, Mr Johnston denied substance misuse
issues. He told a substance misuse nurse that he was ‘done with drugs’ and had
not used them for some time.
26. On 13 February, Mr Johnston had a substance misuse induction appointment. He
told the substance misuse team that he used alcohol in the community and so was
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prescribed Valium for alcohol detoxification. The substance misuse team deemed
him a high risk of substance misuse and added him to their caseload. They
signposted him to local support services for post-release and provided harm
minimisation advice.
27. During an appointment with his substance misuse caseworker on 15 February, he
said that he smoked a lot of crack cocaine but had not used heroin (an opioid) in a
few months (so did not need opioid substitution treatment). He said he had taken a
Valium overdose two years earlier and accepted a naloxone kit for his release.
28. On 16 February, Swansea’s substance misuse team referred Mr Johnston to
Dyfodol for psychosocial intervention.
29. On 20 February, Mr Johnston admitted he was struggling with his mother’s recent
cancer diagnosis and had taken drugs to cope.
30. On 26 February, Mr Johnston was moved to the incentivised substance-free living
unit, where he tested negative for drugs.
31. On 28 March, Mr Johnston again tested negative for drugs. That day, he saw a
prison resettlement officer and told her that he would be released homeless. She
referred him to the local authority for housing under the statutory duty to refer those
at risk of homelessness. She told the investigator that workload pressures had
delayed the resettlement team seeing Mr Johnston. She said the policy was for the
COM to complete a referral, but she had done so on the COM’s behalf as it had not
been done. The COM told the investigator that this was not the case, and it was the
prison resettlement team’s responsibility to complete the referral.
32. No accommodation had been identified for Mr Johnston before his release.
Release from Swansea
33. On 2 April, Mr Johnston was released from Swansea. He was given harm
minimisation advice but was not given a naloxone kit as had been agreed. A
substance misuse nurse told the investigator that the process at the time of Mr
Johnston’s release was that the pharmacy held a ledger of the names of prison
leavers who had agreed to be released with naloxone, and the pharmacy then
issued it with any other medications they were prescribed. There is no record to
explain why Mr Johnston was not given naloxone when he was released.
34. That day, he attended his probation appointment. The COM included additional
licence conditions for Mr Johnston to attend substance misuse appointments.
35. However, Mr Johnston failed to attend further appointments, including with the local
authority housing provider and with the Probation Service. There is no evidence to
explain why he did not attend these appointments.
Circumstances of Mr Johnston’s death
36. On 5 April 2024, Mr Johnston and a friend visited an associate’s home, where they
drank alcohol and took drugs until 7 April, when their associate found him
unresponsive on the sofa. Mr Johnston’s friend administered naloxone, but it did not
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work as Mr Johnston had been dead for some time. Their associate left to find a
police officer. Police and paramedics attended, and Mr Johnston was declared dead
at 2.45pm. Drug paraphernalia was found at the property. (We have not received
any further information about the type of property.)
Post-mortem report
37. The post-mortem report concluded that Mr Johnston died from drug toxicity. The
toxicology report found a low concentration of bromazolam (a benzodiazapine),
alcohol, paracetamol and various other drugs.
Inquest
38. At an inquest held on 18 February 2025, the Coroner concluded that Mr Johnston’s
death was drug related.
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Findings
Naloxone policy
39. Mr Johnston was not given a naloxone kit, even though he had agreed to have one
on his release. Swansea told us that at the time of Mr Johnston’s release, they did
not have a naloxone policy in place and their process required the pharmacy
department to issue naloxone to prison leavers. The substance misuse manager
told the investigator that the policy has since changed, and all substance misuse
staff can now provide naloxone to their service users before release. We therefore
do not make a recommendation about this.
Referrals to housing and the local authority
40. Homelessness on release from prison is a significant and complex challenge. Even
when prison and probation staff refer prison leavers at risk of homelessness to local
authorities and charities to find them accommodation, there are occasions when
beds are not available, or individuals do not meet the eligibility criteria for housing.
They are then released homeless and expected to report to the local authority on
the day of their release in the hope of receiving emergency housing. Homelessness
increases the likelihood that prison leavers seek shelter and support in harmful
places, turn to substance misuse and/or commit further crimes.
41. The prison resettlement team referred Mr Johnston to the local authority for
accommodation under the statutory duty to refer just five days before his release.
The resettlement officer told the investigator that it was the COM’s role to do so but
as it had not been done so close to his release, she had referred him on the COM’s
behalf. In contrast, the COM told the investigator that she knew that Mr Johnston
was a repeat offender so would be homeless on release, but it was the resettlement
team’s role to refer him to the local authority.
42. The duty to refer policy framework states that while the statutory obligation to refer
falls predominantly on the COM, anyone can refer an individual at risk of
homelessness.
43. The confusion about whose responsibility it was to refer Mr Johnston to the local
authority led to a significant delay in referring him and he was released homeless.
As Mr Johnston was identified as at high risk of using drugs in the community,
homelessness and reoffending, housing referrals should have been completed in a
timely manner to give the local authority and housing charities adequate time and
opportunity to try to find Mr Johnston appropriate accommodation. We make the
following recommendation:
The Governor of HMP Swansea should ensure that a process is created to
identify newly arrived prisoners who are at risk of homelessness and that the
resettlement team sees them at the earliest opportunity to maximise their
chance of finding post-release accommodation.
The Regional Probation Director for Swansea Neath Port Talbot should
ensure that all probation practitioners are aware of the Duty to Refer policy
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framework and remind them of their responsibility to complete housing
referrals.
Good practice
44. Swansea’s substance misuse team saw Mr Johnston the day after he was recalled
to prison and referred him to the community service in advance of his release from
prison. They saw him regularly, even though he was not receiving opiate
substitution treatment. The substance misuse care he received was well-planned
and an example of good practice.
Adrian Usher
Prisons and Probation Ombudsman February 2025
8 Prisons and Probation Ombudsman
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Third Floor, 10 South Colonnade Email: mail@ppo.gov.uk T l 020 7633 4100
Canary Wharf, London E14 4PU Web: www.ppo.gov.uk
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Case Details
Date of Death
7 April 2024
Report Published
4 July 2025
Age
41-50
Gender
Responsible Body
HMP Swansea
Recommendations
2
Inquest Date
18 February 2025
Recommendation Themes
communication (1) policy (1)