FCA enforcement guidance consultation

Financial Services Regulation Committee Open Inquiry
Opened: 8 May 2024 Parliament page
The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Committee has issued a call for written evidence and will invite the FCA to provide oral evidence to the Committee at a later date. This call … Read more
1 Report
1 Oral session
5 Letters
1 Event
Activity timeline 7 events
17 Jun
2026
Correspondence
10 Jun
2026
Correspondence
17 Jun
2025
Correspondence
12 Mar
2025
Correspondence
6 Feb
2025
Report published
5 Dec
2024
Correspondence
13 Nov
2024
Oral evidence
Oral evidence sessions 1 session
13 Nov 2024
View on parliament.uk
Ashley Alder · Financial Conduct Authority Nikhil Rathi · Financial Conduct Authority
Title HC No. Published Items Response
1st Report - Naming and shaming: how not to regulate 6 Feb 2025 0
Correspondence 5 letters
17 Jun 2026 To committee Letter from Baroness Noakes to Nikhil Rathi in response to his 1 June 2026 correspondence (17 June 2026)
Parliament page
10 Jun 2026 To committee Letter from Nikhil Rathi to Baroness Noakes regarding the FCA's lessons learned on publicising enforcement investigations (1 June 2026)
Parliament page
17 Jun 2025 To committee Response from the FCA to the Committee's 1st Report of Session 2024–25, ‘Naming and shaming: how not to regulate’ (2 June 2025)
Parliament page
12 Mar 2025 To committee Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding consultation paper CP24/2 on publicising enforcement investigations (11 March 2025)
Parliament page
5 Dec 2024 To committee Letter from Nikhil Rathi, Chief Executive of the FCA, to Lord Forsyth of Drumlean regarding the FCA’s consultation paper CP24/2 (Part 2) on publicising enforcement investigations (27 November 2024)
Parliament page