Fourth Report - The Financial Conduct Authority’s Regulation of London Capital & Finance plc

Select Committee
Treasury Committee HC 149 24 June 2021
Report Status Government responded
Conclusions & Recommendations 38 items (22 recs)
Source View on Parliament website
Government Response (AI assessment · 38 of 38 classified)
Accepted 10
Accepted in Part 1
Acknowledged 9
Deferred 1
Not Addressed 17
Government response
Second Special Report: The Financial Conduct Authority's Regulation of London Capital & Finance plc: responses to the Committee's Fourth Report of Session 2021-22 · published 13 Sep 2021
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Recommendations & Conclusions

1 results
25 Recommendation Deferred
In light of the recent failings of several mini-bond issuers and the nature of the...
Recommendation
In light of the recent failings of several mini-bond issuers and the nature of the existing regulatory arrangements, the Treasury should proceed with its analysis as soon as the consultation on the regulation of non-transferable debt securities closes, and it … Read more
Government Response Summary
The Treasury aims to publish its response to the consultation on non-transferable debt securities and bring forward plans for legislation in the autumn, following the consultation's closure in July 2021.
HM Treasury
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