Reports & recommendations

88 recommendations, each with the government response on the record. Filter by government response or delivery status.

Recommendations (88)

1

Eliminating enforced cell-sharing as objective

Recommendation

The elimination of enforced cell-sharing should remain the objective of the Prison Service, and the achievement of this goal should be regarded as a high priority.

2

Review resources towards single cells

Recommendation

The Prison Service should review whether the resources currently available to it might be better deployed towards achieving this goal, without compromising standards in other areas, and should set a date for realising this objective.

3

Central funding for single-cell accommodation

Recommendation
If the resources currently available to the Prison Service are insufficient to produce a significant decrease in enforced cell-sharing, central government should allocate further funds to the Prison Service to enable more prisoners to be accommodated in cells on their …
4

Placing at-risk prisoners with a cellmate

Recommendation
The Prison Service should retain its practice of placing prisoners who are at risk of suicide or self-harm, but who are not so vulnerable as to require being on suicide watch at all times or accommodated in a safer cell, …
5

Not asking new prisoners about sharing preference

Recommendation

The Prison Service should retain the present practice of not asking new prisoners at reception or in the first night centre or during induction whether they would prefer to be in a cell on their own or to share a cell with another prisoner.

6

Unconvicted and convicted prisoners not sharing

Recommendation

Subject to recommendation 7, the rule that an unconvicted prisoner should not be required to share a cell with a convicted prisoner should always be complied with.

7

Consent exception limited to named prisoner

Recommendation
The sole exception to that rule – namely when the unconvicted prisoner consents to share a cell with a convicted prisoner – should be regarded as applying only when the unconvicted prisoner consents to share a cell with a particular …
8

System to apply change of prisoner status

Recommendation

All establishments should have a system for ensuring that immediate effect is given to a prisoner’s change of status, by making certain that they do not share a cell with a prisoner of a different status.

9

Guidelines on allocating shared cells

Recommendation

The Prison Service should publish guidelines to assist officers in allocating cells to those prisoners who have to share a cell.

10

Guideline content: common background and interviews

Recommendation
The guidelines should proceed on the assumption that the lack of privacy which cell-sharing entails is more likely to be ameliorated if prisoners with a common ethnic and religious background share cells. But that should only be the starting point …
11

Senior officer decides cell-share allocations

Recommendation
All decisions about who a prisoner should share a cell with should be made, if possible, by a senior officer. If that cannot be done, the decision should be reviewed by a senior officer at an early opportunity. The suitability …
12

Guidelines on requests to share with named prisoner

Recommendation
The Prison Service should publish guidelines to assist officers in handling requests by prisoners to share a cell with a particular prisoner. Practical problems should not be treated as an insuperable hurdle preventing an otherwise suitable move of a prisoner …
13

Informing prisoners about progress of requests

Recommendation
The guidelines should require officers to keep prisoners informed of the progress of their requests, and if the request is refused, to notify prisoners of the reason for the refusal, unless security considerations or issues of confidentiality make that inappropriate.
14

Recording cell-share requests

Recommendation

The guidelines should contain guidance on how such requests should be recorded, but there is no need for such requests to be treated as formal applications under the requests and complaints procedures.

15

Minimising mixed-status wings

Recommendation

Wings holding convicted and unconvicted prisoners together should be kept to a minimum, and should only be used when there is no operational alternative.

16

Review young offenders on adult wings

Recommendation

The Prison Service should review whether the advantages of holding young offenders on the same wing as adult prisoners outweigh the disadvantages, and whether the practice should be extended to other establishments.

17

Clarify legality of mixed young offender wings

Recommendation

If the practice of holding young offenders on the same wing as adult prisoners is to continue, the law should be clarified to put its legality beyond doubt.

18

Policy on cell furniture

Recommendation
As soon as practicable, the Prison Service should assess the popularity of the bolted-down furniture made from white wood which is currently being trialled. It should then formulate a policy about the most appropriate form of furniture for use in …
19

Whether dedicated weapon searches equal full search

Recommendation

The Prison Service should consider whether dedicated searches of cells for concealed weapons would be tantamount to a full cell search.

20

Assess fabric checks against full cell searches

Recommendation
In any event, the Prison Service should assess the resource and security implications of less frequent but random fabric checks against more frequent and more random full cell searches, bearing in mind that different strategies may be required for different …
21

Officers trained to carry out fabric checks

Recommendation
Senior officers should ensure that their staff know how to carry out fabric checks. They should ensure that officers realise that in order to check the walls of a cell, it will be necessary to look behind or under the …
22

Quarterly full cell searches and monthly returns

Recommendation
An establishment’s written cell-searching strategy should require each cell to be fully searched at least once in every three months. Senior officers should ensure that full cell searches are taking place as regularly as the strategy requires. Returns showing which …
23

Violence reduction and prisoner councils

Recommendation
The violence reduction strategy should be used as a vehicle to encourage prisoners to feel that they have a stake in making their prison safe – in particular, by encouraging prisoners to think that they have let other prisoners down …
24

NOMIS to record facts of offences

Recommendation

Information about a prisoner’s convictions and outstanding charges held on NOMIS should include a short statement of the facts of each offence or charge.

25

NOMIS flag for change of status date

Recommendation

If a convicted prisoner is not due to be released when they complete their sentence because they were remanded in custody awaiting trial on other charges, NOMIS should flag up the date on which their change of status is due to occur.

26

Security Departments entering shareable information on NOMIS

Recommendation

Although there are no plans for security information to be entered onto NOMIS in its first phase, Security Departments should enter any information which can be shared with the majority of staff when the first phase of NOMIS becomes operational.

27

NOMIS alert for sensitive security information

Recommendation
NOMIS should include a facility for an alert to appear if information is held by the Security Department on prisoners which could affect their management but which is too sensitive for wider dissemination. An officer at the grade of senior …
28

Avoiding information overload; terminals for NOMIS

Recommendation
Information overload should be avoided by enabling officers to get to the information they need quickly and to bypass the information they do not need. The technology should be up to date, and sufficient terminals should be provided to ensure …
29

Content of NOMIS staff training

Recommendation
The training which staff receive on NOMIS should not merely address how to log on, enter information and retrieve it. It should reinforce the need for any information which is to be entered to be accurate, comprehensive and unambiguous. It …
30

Reports accompanying prisoners from court

Recommendation
To avoid prisoners leaving court without being accompanied by bail information reports or pre-sentence reports, the probation officer should ensure that a copy of the report is available for the escort contractor, and there should be someone in court whose …
31

Court responsibility for warrant and conviction documents

Recommendation

There should be someone in court whose responsibility it is to ensure that the dock officer gets copies of the warrant authorising the prisoner’s detention, the list of their convictions, and the indictment or charge sheet.

32

Transcripts of judges' remarks to prison

Recommendation

When a judge asks for any remarks which they make to be brought to the attention of the Prison Service, the court should assume responsibility for commissioning a transcript of what has been said and sending a copy to the prison.

33

Policy on disclosing medical reports to prisons

Recommendation

In the light of such legal advice as the Courts Service receives, it should publish a policy on the disclosure to the prison of medical or psychiatric reports on a prisoner submitted to the court.

34

Facts of offences in conviction lists

Recommendation

The list of a prisoner’s convictions sent to the prison should include a short statement of the facts of each offence and the charges the prisoner is facing.

35

Police National Computer link to prisons

Recommendation
The Police National Computer should be linked to the whole of the prison estate. In the meantime, any intelligence the police may have about prisoners which could affect their management in prison should be sent to the police liaison officers …
36

Telling receiving prison reason for transfer

Recommendation
Whenever a prisoner is transferred to another establishment, the receiving establishment should be told what the reason for the transfer is. If the transferring prisoner is a particularly problematic one, the receiving establishment should be warned beforehand.
37

Checklist for files on transfer

Recommendation
To ensure that all files accompany prisoners on their transfer to another establishment, they should be ticked off at the reception of the sending establishment against a checklist. Prisoners should not be allowed to leave unless all their files have …
38

Wing files required for admission to wing

Recommendation

Prisoners should not be admitted to a wing without their current wing file, save with the permission of a governor or the approval of the night orderly officer. Important entries in it should be made in red.

39

Missing cell-sharing risk assessment form on arrival

Recommendation

If prisoners arrive on a wing without a copy of the cell-sharing risk assessment form, they should be placed in a single cell until the form is found or a new one completed.

40

Written notice to wings of prisoner arrival

Recommendation

All establishments should have a procedure for notifying wings in writing that a prisoner is currently charged with, or has been convicted of, an offence under the Protection from Harassment Act 1997.

41

Vetting security files

Recommendation
Each Security Department should establish a proper system for vetting security files to ensure that they are read by the end of the working day following their arrival, that any relevant information is relayed in writing to the wings, and …
42

Security information before NOMIS covers it

Recommendation
Since security information is not to be included in the first phase of NOMIS, there remains a need for a national database for security information. Establishments should have the 4x4 system converted to the 5x5 system if that has not …
43

Obtaining security files of returning prisoners

Recommendation

Where prisoners have served a sentence before, the Security Department should always obtain their security files from the establishment from which they were discharged.

44

Vetting administrative section documents

Recommendation

Documents held in an establishment’s administrative section should be vetted by staff from the Security Department, and each establishment should have a protocol for that work along the lines of the system for vetting security files.

45

Senior officer checks information reaching wing

Recommendation
The senior officer on a wing should ensure that information arriving on the wing about a prisoner is recorded in the wing observation book. Particularly important information should be in red. When coming on duty, staff should read any entries …
46

Completing discharge reports

Recommendation

The discharge report which used to be prepared on prisoners on their discharge should be completed as a matter of course, and a copy included in their main prison file. It should be accessible on NOMIS when NOMIS becomes operational.

47

Model procedure for external report comments

Recommendation
The Prison Service should publish a model procedure dealing with how establishments should bring Prison Service Orders and other instructions, whether national or local, which affect the management of prisoners to the attention of staff. The model procedure should be …
48

Governors acting on external report comments

Recommendation

Governors should ensure that any relevant comments or recommendations in external reports about their establishments which have implications for the safety of prisoners be brought to the attention of the workforce.

49

Officer responsible for information flow

Recommendation
Every establishment should appoint an officer not below the grade of governor to be responsible for overseeing the flow of information. Such an officer should ensure that systems are in place for the transfer of information within an establishment and …
50

Prisoner escort record handbook and completion

Recommendation
The handbook giving guidance on how to complete the prisoner escort record should be revised to make it clear that it is not merely of use while a prisoner is in transit, but it is also intended to inform the …
51

Instruction on completing form XF001

Recommendation
Staff who are tasked with completing form XF001 should be instructed on how to complete it by a senior officer. In particular, they should be reminded that they are only assessing the risk prisoners pose to other inmates. They should …
52

Guidance for duty governors on risk assessment

Recommendation

The instructions for completing the form should give duty governors guidance on how to exercise the options available to them when dealing with prisoners who are both at risk of self-harm and a risk to their cellmate.

53

Timing of first review of assessment

Recommendation
The first review of the initial assessment should take place within one week of the initial assessment, and should take place in every case. It should be a multi-disciplinary review, with representatives from the prisoner’s wing, healthcare and the team …
54

Role of duty manager in reviews

Recommendation

The role of the duty manager or duty governor in the review process should be clarified.

55

Wing officers calling for reviews

Recommendation

Wing officers should be reminded of the need to call for a review of an assessment when the necessity for one is triggered by some occurrence which might affect the prisoner’s emotional well-being.

56

Monitoring implementation of risk minimisation plans

Recommendation

The officer responsible for monitoring the processes for implementing measures outlined in risk minimisation plans should also be responsible for monitoring their actual implementation.

57

Register showing proportion of high-risk prisoners

Recommendation

The register of prisoners assessed as high or medium risk should identify what proportion of the establishment’s population those prisoners represent.

58

OASys use in all establishments

Recommendation

OASys should be used by all establishments to identify the risks posed by prisoners to staff and other inmates, and the risks which are identified should be fed back to the wings.

59

OASys assessor access to prior behaviour

Recommendation

OASys assessors should have access to information relating to prisoners’ behaviour while serving previous sentences and to information held in security files.

60

OASys for short-sentence prisoners at induction

Recommendation
All adult prisoners serving sentences of less than 12 months’ imprisonment who had an OASys assessment before being sentenced should have that assessment reviewed during the induction process. The review need only address the risk of harm which the prisoner …
61

Risk management model for highest-risk prisoners

Recommendation
The risk management model for the management of prisoners to whom MAPPA applies and who have been identified as posing the greatest risk to the public should be adopted by all establishments. Prisoners who have been identified as being a …
62

No separate risk classification

Recommendation

It is neither necessary nor desirable to introduce a risk classification, similar to the security classification, which identifies the degree of risk which a prisoner poses to staff and other inmates.

63

Basic training on dealing with prisoners

Recommendation
That part of the basic training course for new prison officers which focuses on the development of their inter-personal skills should be reviewed in the light of this report and the lessons to be learned from Zahid’s murder. In particular, …
64

Ex-offenders contributing to officer training

Recommendation

Ex-offenders should be used to give trainees an insight into prison life from the perspective of prisoners.

65

Mandatory personal officer schemes

Recommendation

It should be mandatory for all establishments to have a personal officer scheme. That includes busy local prisons, although if time for personal officer work is limited, it should be used constructively.

66

Assigning personal officers to prisoners

Recommendation

Personal officers should be assigned to individual prisoners, not to a group of cells. They should be members of a small team, so that when a prisoner’s personal officer is not on duty, the prisoner can approach another member of the team.

67

Defining the personal officer role

Recommendation
The role of the personal officer should be clearly defined in each establishment’s personal officer scheme. The Prison Service should publish a model scheme, which should be regarded as having been adopted by every establishment which does not produce one …
68

Training for personal officers

Recommendation

Before officers begin personal officer work, they should receive training locally on what the work involves.

69

Whistleblowing policy routes for staff

Recommendation
The Prison Service’s policy on whistleblowing should identify the most appropriate way for staff, in an exceptional case, to get confidential advice from an independent outsider and to raise their concerns outside the Prison Service. It should also ensure that …
70

False and malicious allegations as misconduct

Recommendation

Making a false and malicious allegation that wrongdoing has taken place should be expressly stated to be a disciplinary offence, for which dismissal from the Prison Service may be an appropriate sanction.

71

Research on duty to report wrongdoing

Recommendation
Research should be conducted on how effective the obligation to report wrongdoing – and the designation of a failure to do so as a disciplinary offence – has been. This should be done by comparing the number of instances of …
72

Review of mental health care in prisons

Recommendation

A comprehensive review of the quality of care provided to prisoners with mental health problems and its effectiveness should be conducted once the changes introduced since Zahid’s murder have had a chance to work.

73

Reception health screen referral to mental health

Recommendation
The first reception health screen questionnaire should be revised so as to trigger a referral to a mental health professional on the healthcare team even if the prisoner has only self-harmed in prison. A referral should also be triggered where …
74

Mental health assessments to address risk

Recommendation

When prisoners are referred for a mental health assessment, the assessment should address the risk which they pose to staff and other inmates.

75

Mental health awareness training evaluation

Recommendation
The responses of those members of staff who have attended the mental health awareness training course should be analysed to determine whether the course can be improved. The number of front­ line staff attending the course should be increased, resources …
76

Time to read mental disorder booklet

Recommendation
Profiled time should be set aside for staff to read the booklet explaining the main components of the mental health awareness training course. The booklet should include advice given on the course about how prisoners with particular disorders should be …
77

Measures for mentally disordered prisoners on wings

Recommendation
The measures which should be taken to minimise the risk which a mentally disordered prisoner on ordinary location poses to staff and other inmates includes: • not placing such a prisoner in a shared cell • if such a prisoner …
78

Guide on disclosure by healthcare staff

Recommendation
The Prison Service should prepare a readable guide, which explains the circumstances in which personal information about a prisoner should be disclosed by healthcare staff to officers on the wing. The guide should contain practical examples of situations where disclosure …
79

Inspectorate and CRE development areas

Recommendation

The Prison Service and the CRE should address the key areas for development identified by the Inspectorate in Parallel Worlds in managing the action plan, Implementing Race Equality: A Shared Agenda for Change.

80

Diversity training in basic officer training

Recommendation
The diversity training which prison officers receive as part of their basic training should stress the need for them to put themselves in the position of BME prisoners and see things from their point of view. They should be told …
81

Training for investigating racism complaints

Recommendation
The training of any officer responsible for investigating complaints of racism should stress that corroborative evidence of a complaint, though desirable, is not essential. Officers should be reminded of the need to guard against falling into the trap of seeing …
82

Prisoners not assisting racism investigations

Recommendation

Prisoners should not be used under any circumstances to assist in the investigation of complaints of racism, or to act as an intermediary between the complainant and the investigating officer.

83

Definition of racist incident

Recommendation
The definition of a racist incident adopted by the Stephen Lawrence Inquiry should be used to identify what constitutes a complaint of racism, so that a complaint of racism is one where the action complained of is perceived to be …
84

Independent investigation of racism complaints

Recommendation
The Prison Service, the Inspectorate and the CRE should consider whether there is a need for the investigation of complaints of racism and other serious complaints to be carried out by an independent body, or at least to be carried …
85

Independent race relations liaison officers

Recommendation

The Prison Service and the CRE should investigate the desirability and feasibility of race relations liaison officers being recruited from outside the Prison Service.

86

Recruiting black and minority ethnic staff

Recommendation
Without suggesting in any way that the Prison Service should be regarded as institutionally infected with religious intolerance, thought should be given by the Home Office to recognising the concept of institutional religious intolerance, along the lines of the definition …
87

Role of prison Imams

Recommendation

The Muslim Adviser to the Prison Service should consider how the role of prison Imams can be expanded – without in any way compromising their religious role – so as to make them readier to assist with the non-religious needs of Muslim prisoners.

88

Race equality policies required under 1976 Act

Recommendation

The Home Office should promote legislation to add each prison to the list of bodies required to publish race equality policies or race equality schemes under the Race Relations Act 1976.