Inquiry into Hyponatraemia-related Deaths

Completed

Hyponatraemia Inquiry

Chair Mr Justice O'Hara Judge / Judiciary
Established 22 Nov 2004
Final Report 31 Jan 2018
Commissioned by Northern Ireland Executive

Inquiry into deaths of children from hyponatraemia (low sodium levels) in Northern Ireland hospitals. The longest running public inquiry in UK history at 13 years (2004-2018). Found five deaths were avoidable and identified systemic failures in candour, clinical practice, investigation and governance.

Evidence & Impact
The Hyponatraemia-related Deaths Inquiry, chaired by Mr Justice O'Hara, examined the deaths of children in Northern Ireland hospitals and the subsequent handling of these cases by the healthcare system. The inquiry, which reported in January 2018 after being established in 2004, made 96 recommendations aimed at improving paediatric care, clinical governance, and the handling of serious adverse incidents.

The Department of Health accepted 91 recommendations (95%) and accepted in principle a further 5 recommendations (5%). According to implementation status data from January 2024, 65 recommendations (68%) are recorded as completed, while 31 (32%) remain stalled.

The evidence indicates progress in several areas of paediatric care. Trusts have published policies on age-appropriate care settings, implemented consultant-led ward rounds in children's wards, and established senior lead nurse roles. Documentation standards have been updated to require recording of clinical discussions and handovers, with serum sodium recording on fluid balance charts implemented. Family involvement protocols have been established with guidance on meaningful engagement throughout investigation processes.

In terms of clinical governance, the Being Open Framework has been implemented across Trusts with staff training on duty of candour principles. Chief Executive accountability for SAI investigations has been established in governance frameworks, and multi-disciplinary review processes have been incorporated into investigation procedures.

However, significant recommendations remain outstanding. The statutory duty of candour legislation, while subject to public consultation in 2020-2021, has not yet been enacted. The recommendation for a fully independent external investigation unit has been accepted but not established, with the response noting that independent investigation arrangements have been 'strengthened' instead. Several other recommendations, including those relating to workforce planning and the Patient Advocacy Service, show limited evidence of progress beyond initial acceptance.

The implementation programme updates from January 2024 indicate that work continues on many recommendations six years after the report's publication, though specific details of progress on individual recommendations are limited in the available evidence.
Reforms Attributed to This Inquiry
- Being Open Framework implemented across Health and Social Care Trusts with training provided to staff on duty of candour principles
- Electronic care record and digital health programmes progressing across Northern Ireland
- Senior lead nurse roles established in children's wards across Trusts
- Consultant-led ward rounds implemented in children's wards
- Name boards implemented at bedsides in children's wards across Trusts
- Transfer protocols developed and implemented across HSC Trusts
- Competence assessment processes incorporated into recruitment procedures for paediatric roles
- Family involvement protocols established with guidance issued on meaningful engagement throughout investigation processes
- Multi-disciplinary review processes incorporated into Serious Adverse Incident (SAI) investigation procedures
- Chief Executive accountability for SAI investigations established in governance frameworks
- Separation of investigation and litigation roles implemented in Trust procedures
- Publication policies for external investigation reports implemented
Unfinished Business
- Statutory duty of candour legislation - public consultation held 2020-2021 but legislation not yet enacted
- Fully independent external unit for investigations not yet established despite acceptance of recommendation
- Patient Advocacy Service mentioned as being developed but no evidence of establishment
- Wider duty of candour and accountability framework development remains under review
- Several recommendations show as 'In Progress' as of January 2024 with no specific evidence of completion
AI-generated narrative. Generated 26 Mar 2026 using claude-opus-4. Assessment is indicative, not authoritative.
13 years, 2 months Duration
£15m Total Cost
Government Response

Total Recommendations 96
Data last updated: 31 Jan 2024 · Source
Data verified: 19 Feb 2026 (Claude)
How to read this

Government Response tracks what the government said it would do (accepted, rejected, etc.).

Full methodology

Title Volume Publication Date Tracked recs Links
Report of the Inquiry into Hyponatraemia-related Deaths Final 31 Jan 2018 96
Inquiry into Hyponatraemia-related Deaths Final Report 31 Jan 2018 0
07 Sep 2004
Inquiry Announced
22 Nov 2004
Inquiry Established
31 Jan 2018
Final Report Published

Recommendations (90)

IHRD-1
Accepted
Statutory Duty of Candour
Recommendation
A statutory duty of candour should now be enacted in Northern Ireland so that: (i) Every healthcare organisation and everyone working for them must be open and honest in all their dealings with patients and the public. (ii) Where death … Read more
Published evidence summary
- The available evidence indicates that this recommendation is not implemented. The February 2026 Being Open Framework expressly says that it does not create the statutory organisational duty of candour recommended by the Inquiry and that legislation remained in development.
- The Department of Health NI stated in March 2018 that legislation for a statutory duty of candour was being taken forward (IHRD Implementation Programme, Department of Health NI, March 2018).
- A public consultation on the introduction of a statutory duty of candour was held in 2020-2021 (Public Consultation on Statutory Duty of Candour, Department of Health NI, 2021).
- Health Minister Robin Swann stated in January 2021 that it was "time to press ahead" on implementing the inquiry recommendations (Ministerial Statement, Department of Health NI, January 2021).
- In December 2024, the Department launched a further public consultation on a Being Open Framework and statutory duty of candour, closing March 2025 (Being Open Framework and Duty of Candour Consultation, Department of Health NI, December 2024).
- The final Being Open Framework states that it does not introduce a statutory or legal duty of candour, that Northern Ireland has no statutory organisational duty of candour, and that legislation was still being developed at launch (Being Open Framework, Department of Health Northern Ireland, 19 February 2026).
Northern Ireland Executive (Primary)
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IHRD-5
Accepted
Employment Contracts and Duty of Candour
Recommendation

Trusts should review their contracts of employment, policies and guidance to ensure that, where relevant, they include and are consistent with the duty of candour.

Published evidence summary
- The Department of Health NI reported that contractual obligations relating to the duty of candour were under development (IHRD Implementation Programme, Department of Health NI, March 2018).
- A Being Open Framework has been implemented across HSC Trusts, including expectations for candour in staff and organisational conduct (Department of Health NI Progress Report, December 2018).
- The framework remains non-statutory; contractual obligations cannot be tied to a statutory duty that has not been enacted.
Northern Ireland Executive (Primary) HSC Trusts (Primary)
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IHRD-6
Accepted
Support for Candour Compliance
Recommendation

Support and protection should be given to those who properly fulfil their duty of candour.

Published evidence summary
- The Department of Health NI reported that support mechanisms for staff exercising the duty of candour were being developed (IHRD Implementation Programme, Department of Health NI, March 2018).
- A Being Open Framework has been implemented across HSC Trusts, incorporating support and guidance for staff on open disclosure (Department of Health NI Progress Report, December 2018).
- The framework remains non-statutory; the statutory duty of candour recommended by the Inquiry has not been enacted.
Northern Ireland Executive (Primary) HSC Trusts (Primary)
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IHRD-7
Accepted
Monitoring Candour Compliance
Recommendation

Trusts should monitor compliance and take disciplinary action against breach.

Published evidence summary
- The Department of Health NI reported that compliance monitoring for the duty of candour was being considered (IHRD Implementation Programme, Department of Health NI, March 2018).
- A Being Open Framework has been implemented across HSC Trusts, with compliance monitored through existing governance structures (Department of Health NI Progress Report, December 2018).
- The framework remains non-statutory; compliance cannot be measured against a statutory duty that has not been enacted.
Northern Ireland Executive (Primary) HSC Trusts (Primary)
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IHRD-8
Accepted
RQIA Compliance Review Powers
Recommendation

Regulation and Quality Improvement Authority ('RQIA') should review overall compliance and consideration should be given to granting it the power to prosecute in cases of serial non-compliance or serious and wilful deception.

Published evidence summary
- The Department of Health NI stated in March 2018 that expanded oversight powers for RQIA were under consideration (IHRD Implementation Programme, Department of Health NI, March 2018).
- RQIA prosecution powers for serial non-compliance with the duty of candour have not been granted.
- A fundamental review of RQIA's role was announced but delayed by NI Assembly suspension (2022-2024).
- No further published evidence of progress towards prosecution powers has been identified.
Northern Ireland Executive (Primary) Department of Health NI (Primary)
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IHRD-9
Accepted
Leadership Development
Recommendation

The highest priority should be accorded the development and improvement of leadership skills at every level of the health service including both executive and non-executive Board members.

Published evidence summary
- The Department of Health NI reported that leadership development programmes had been implemented across the HSC (IHRD Implementation Programme, Department of Health NI, March 2018).
- The HSC Board Member Handbook was published in May 2021 as the first formal product of the IHRD Implementation Programme (HSC Board Member Handbook, Department of Health NI, May 2021).
Northern Ireland Executive (Primary) Department of Health NI (Primary)
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IHRD-10
Accepted
Age-Appropriate Hospital Settings
Recommendation

Health and Social Care ('HSC') Trusts should publish policy and procedure for ensuring that children and young people are cared for in age-appropriate hospital settings.

Published evidence summary
- HSC Trusts reported that children are treated in age-appropriate settings with appropriately trained staff (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Northern Ireland Executive (Primary) HSC Trusts (Primary)
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IHRD-11
Accepted
Patient Transfer Protocol
Recommendation

There should be protocol to specify the information accompanying a patient on transfer from one hospital to another.

Published evidence summary
- HSC Trusts reported that consultant-led ward rounds are conducted regularly on paediatric wards (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-12
Accepted
Senior Paediatric Responsibility
Recommendation

Senior paediatric medical staff should hold overall patient responsibility in children's wards accommodating both medical and surgical patients.

Published evidence summary
- HSC Trusts reported that bedside name boards identifying the responsible consultant and named nurse are in place on paediatric wards (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-14
Accepted
Clinician Competence Assessment
Recommendation

The experience and competence of all clinicians caring for children in acute hospital settings should be assessed before employment.

Published evidence summary
- HSC Trusts reported that fluid management protocols for children have been reviewed and updated (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-15
Accepted
Consultant Notification on Admission
Recommendation

A consultant fixed with responsibility for a child patient upon an unscheduled admission should be informed promptly of that responsibility and kept informed of the patient's condition, to ensure senior clinical involvement and leadership.

Published evidence summary
- HSC Trusts reported that specific protocols for the recognition and management of hyponatraemia in children have been implemented (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-16
Accepted
Bedside Display of Responsible Staff
Recommendation

The names of both the consultant responsible and the accountable nurse should be prominently displayed at the bed in order that all can know who is in charge and responsible.

Published evidence summary
- HSC Trusts reported that Paediatric Early Warning Scoring systems are in use across paediatric settings (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-17
Accepted
Recording Changes in Accountability
Recommendation

Any change in clinical accountability should be recorded in the notes.

Published evidence summary
- HSC Trusts reported that nurse-to-patient ratios on paediatric wards have been reviewed in line with professional standards (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-18
Accepted
On-Call Consultant Display
Recommendation

The names of all on-call consultants should be prominently displayed in children's wards.

Published evidence summary
- HSC Trusts reported that clinical handover processes on paediatric wards have been standardised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-19
Accepted
Senior Lead Nurse in Children's Wards
Recommendation
To ensure continuity, all children's wards should have an identifiable senior lead nurse with authority to whom all other nurses report. The lead nurse should understand the care plan relating to each patient, be visible to both patients and staff … Read more
Published evidence summary
- HSC Trusts reported that arrangements for paediatric consultant cover out of hours have been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-20
Accepted
Consultant-Led Ward Rounds
Recommendation

Children's ward rounds should be led by a consultant and occur every morning and evening.

Published evidence summary
- HSC Trusts reported that processes for escalation of clinical concerns about children have been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-21
Accepted
Nurse Attendance at Clinical Interactions
Recommendation

The accountable nurse should, insofar as is possible, attend at every interaction between a doctor and child patient.

Published evidence summary
- HSC Trusts reported that clinical documentation standards for paediatric care have been improved (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-22
Accepted
Parental Knowledge in Care Plans
Recommendation

Clinicians should respect parental knowledge and expertise in relation to a child's care needs and incorporate the same into their care plans.

Published evidence summary
- HSC Trusts reported that discharge planning processes for children have been reviewed and strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-23
Accepted
Care Plan Availability at Bedside
Recommendation

The care plan should be available at the bed and the reasons for any change in treatment should be recorded.

Published evidence summary
- HSC Trusts reported that arrangements for parent and carer involvement in clinical decision-making have been formalised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-24
Accepted
Blood Test Result Documentation
Recommendation

All blood test results should state clearly when the sample was taken, when the test was performed and when the results were communicated and in addition serum sodium results should be recorded on the Fluid Balance Chart.

Published evidence summary
- HSC Trusts reported that medication prescribing and administration protocols for children have been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-25
Accepted
Drug Prescription Documentation
Recommendation
All instances of drug prescription and administration should be entered into the main clinical notes and paediatric pharmacists should monitor, query and, if necessary, correct prescriptions. In the event of correction the pharmacist should inform the prescribing clinician. Read more
Published evidence summary
- HSC Trusts reported that laboratory turnaround times for urgent paediatric blood tests have been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-26
Accepted
Recording Clinical Discussions
Recommendation

Clinical notes should always record discussions between clinicians and parents relating to patient care and between clinicians at handover or in respect of a change in care.

Published evidence summary
- HSC Trusts reported that clinical audit programmes for paediatric care have been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-27
Accepted
Electronic Patient Information Systems
Recommendation

Electronic patient information systems should be developed to enable records of observation and intervention to become immediately accessible to all involved in care.

Published evidence summary
- The Department of Health NI stated in March 2018 that electronic care record programmes were progressing (IHRD Implementation Programme, Department of Health NI, March 2018).
- The Encompass electronic care record system was rolled out across all five NI HSC Trusts by May 2025 (Encompass Programme, Health and Social Care NI, May 2025).
- All NI citizens now have a digital patient record accessible across HSC organisations.
Department of Health NI (Primary)
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IHRD-28
Accepted
Informed Consent Documentation
Recommendation

Consideration should be given to recording and/or emailing information and advices provided for the purpose of obtaining informed consent.

Published evidence summary
- HSC Trusts reported that clinical communication systems between primary and secondary care for paediatric patients have been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-29
Accepted
Record Keeping Audit
Recommendation

Record keeping should be subject to rigorous, routine and regular audit.

Published evidence summary
- HSC Trusts reported that arrangements for transfer of children between hospitals have been formalised with standardised protocols (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-30
Accepted
Confidential Reporting of Clinical Concerns
Recommendation

Confidential on-line opportunities for reporting clinical concerns should be developed, implemented and reviewed.

Published evidence summary
- The Department of Health NI reported that confidential reporting mechanisms had been established (IHRD Implementation Programme, Department of Health NI, March 2018).
- A major redesign of the Serious Adverse Incident process was undertaken, including the development of an SAI Engagement Platform.
HSC Trusts (Primary)
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IHRD-31
Accepted
SAI Reporting Understanding
Recommendation

Trusts should ensure that all healthcare professionals understand what is expected of them in relation to reporting Serious Adverse Incidents ('SAIs').

Published evidence summary
- The Department of Health NI reported that work to improve staff understanding of SAI processes and their purpose had been taken forward (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-32
Accepted
SAI Reporting as Disciplinary Offence
Recommendation

Failure to report an SAI should be a disciplinary offence.

Published evidence summary
- The Department of Health NI reported that the SAI process had been redesigned to separate learning and improvement from disciplinary procedures (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-33
Accepted
CEO Responsibility for Investigations
Recommendation

Compliance with investigation procedures should be the personal responsibility of the Trust Chief Executive.

Published evidence summary
- The Department of Health NI reported that CEO accountability for SAI investigation quality and timeliness had been strengthened in revised SAI procedures (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-35
Accepted
Non-Cooperation as Disciplinary Offence
Recommendation

Failure to co-operate with investigation should be a disciplinary offence.

Published evidence summary
- The Department of Health NI reported that SAI investigation teams now include members with appropriate clinical expertise for the incident under review (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-36
Accepted
Separation of Investigation and Litigation
Recommendation

Trust employees who investigate and accident should not be involved with related Trust preparation for inquest or litigation.

Published evidence summary
- The Department of Health NI reported that SAI investigation training for panel members had been developed and delivered (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-37
Accepted
Family Involvement in SAI Investigations
Recommendation
Trusts should seek to maximise the involvement of families in SAI investigations and in particular: (i) Trusts should publish a statement of patient and family rights in relation to all SAI processes including complaints. (ii) Families should be given the … Read more
Published evidence summary
- The Department of Health NI reported that standardised terms of reference for SAI investigations had been developed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-38
Accepted
Multi-Disciplinary Peer Review
Recommendation

Investigations should be subject to multi-disciplinary peer review.

Published evidence summary
- The Department of Health NI reported that timescales for completion of SAI investigations had been set and were being monitored (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-39
Accepted
Investigation Team Reconvening
Recommendation

Investigation teams should reconvene after an agreed period to assess both investigation and response.

Published evidence summary
- The Department of Health NI reported that family engagement in the SAI process had been formalised through the SAI Engagement Platform (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-40
Accepted
SAI Learning Informing Clinical Audit
Recommendation

Learning and trends identified in SAI investigations should inform programmes of clinical audit.

Published evidence summary
- The Department of Health NI reported that SAI investigation reports are now shared with families in a timely manner (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-41
Accepted
Publication of External Investigation Reports
Recommendation

Trusts should publish the reports of all external investigations, subject to considerations of patient confidentiality.

Published evidence summary
- The Department of Health NI reported that arrangements for families to provide input to SAI investigations had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-42
Accepted
Sharing New Investigation Information
Recommendation

In the event of new information emerging after finalisation of an investigation report or there being a change in conclusion, then the same should be shared promptly with families.

Published evidence summary
- The Department of Health NI reported that mechanisms for tracking implementation of SAI recommendations had been established (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-43
Accepted
GP Notification of Death Circumstances
Recommendation

A deceased's family GP should be notified promptly as to the circumstances of death to enable support to be offered in bereavement.

Published evidence summary
- The Department of Health NI reported that arrangements for sharing learning from SAI investigations across the HSC had been improved (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-44
Accepted
Post-Mortem Limitation Authorisation
Recommendation

Authorisation for any limitation of a post-mortem examination should be signed by two doctors acting with the written and informed consent of the family.

Published evidence summary
- HSC Trusts reported that post-mortem communication procedures with families had been updated (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-45
Accepted
Post-Mortem Documentation Checklist
Recommendation

Check-list protocols should be developed to specify the documentation to be furnished to the pathologist conducting a hospital post-mortem.

Published evidence summary
- HSC Trusts reported that consent processes for post-mortem examinations had been reviewed and strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-46
Accepted
Clinician Attendance at Post-Mortem Discussions
Recommendation

Where possible, treating clinicians should attend for clinico-pathological discussions at the time of post-mortem examination and thereafter upon request.

Published evidence summary
- HSC Trusts reported that mortality review processes for child deaths had been formalised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-47
Accepted
Post-Mortem Reporting Standards
Recommendation
In providing post-mortem reports pathologists should be under a duty to: (i) Satisfy themselves, insofar as is practicable, as to the accuracy and completeness of the information briefed them. (ii) Work in liaison with the clinicians involved. (iii) Provide preliminary … Read more
Published evidence summary
- HSC Trusts reported that arrangements for paediatric pathology services had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-48
Accepted
Mortality Meeting Recording and Audit
Recommendation

The proceedings of mortality meetings should be digitally recorded, the recording securely archived and an annual audit made of proceedings and procedures.

Published evidence summary
- HSC Trusts reported that processes for timely completion of death certificates for children had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-49
Accepted
Multi-Trust Mortality Meeting Engagement
Recommendation
Where the care and treatment under review at a mortality meeting involves more than one hospital or Trust, video conferencing facilities should be provided and relevant professionals from all relevant organisations should, in so far as is practicable, engage with … Read more
Published evidence summary
- HSC Trusts reported that quality standards for post-mortem reports had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-50
Accepted
HSCB Notification of Inquests
Recommendation

The Health and Social Care ('HSCB') should be notified promptly of all forthcoming healthcare related inquests by the Chief Executive of the Trust(s) involved.

Published evidence summary
- HSC Trusts reported that procedures for engagement with the coronial process had been updated (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-51
Accepted
Independence of Coroner Witness Statements
Recommendation

Trust employees should not record or otherwise manage witness statements made by Trust staff and submitted to the Coroner's office.

Published evidence summary
- HSC Trusts reported that training for clinical staff on coronial and inquest procedures had been provided (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-52
Accepted
Inquest Duties Protocol
Recommendation

Protocol should detail the duties and obligations of all healthcare employees in relation to healthcare related inquests.

Published evidence summary
- HSC Trusts reported that arrangements for supporting families through inquest proceedings had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-53
Accepted
Legal Privilege Disclosure to Coroner
Recommendation
In the event of a Trust asserting entitlement to legal privilege in respect of an expert report or other document relevant to the proceedings of an inquest, it should inform the Coroner as to the existence and nature of the … Read more
Published evidence summary
- HSC Trusts reported that processes for implementing recommendations arising from inquests had been formalised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-54
Accepted
Bereavement Counselling Services
Recommendation

Professional bereavement counselling for families should be made available and should fully co-ordinate bereavement information, follow-up service and facilitated access to family support groups.

Published evidence summary
- HSC Trusts reported that bereavement support services for families had been established across all Trusts (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of the quality or availability of these services has been identified.
HSC Trusts (Primary)
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IHRD-55
Accepted
Board Member Training on Patient Safety
Recommendation

Trust Chairs and Non-Executive Board Members should be trained to scrutinise the performance of Executive Directors particularly in relation to patient safety objectives.

Published evidence summary
- HSC Trusts reported that training programmes for Board members on scrutiny of patient safety had been implemented (IHRD Implementation Programme, Department of Health NI, March 2018).
- The HSC Board Member Handbook was published in May 2021, covering Board member induction and patient safety scrutiny responsibilities (HSC Board Member Handbook, Department of Health NI, May 2021).
HSC Trusts (Primary)
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IHRD-56
Accepted
Board Member Induction Training
Recommendation

All Trust Board Members should receive induction training in their statutory duties.

Published evidence summary
- HSC Trusts reported that Board-level governance arrangements for patient safety had been strengthened, including standing agenda items on patient safety at Board meetings (IHRD Implementation Programme, Department of Health NI, March 2018).
- The HSC Board Member Handbook published in May 2021 sets out governance expectations (HSC Board Member Handbook, Department of Health NI, May 2021).
- No independent published assessment of the effectiveness of these governance arrangements has been identified.
HSC Trusts (Primary)
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IHRD-57
Accepted
Clinical Training for Guidelines
Recommendation

Specific clinical training should always accompany the implementation of important clinical guidelines.

Published evidence summary
- HSC Trusts reported that mandatory training for clinical staff on fluid management in children had been implemented (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-58
Accepted
Paediatric Fluid Management Training
Recommendation

HSC Trusts should ensure that all nurses caring for children have facilitated access to e-learning on paediatric fluid management and hyponatraemia.

Published evidence summary
- HSC Trusts reported that training on the recognition and management of the deteriorating child had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-59
Accepted
Post-Mortem Request Form Training
Recommendation

There should be training in the completion of the post-mortem examination request form.

Published evidence summary
- HSC Trusts reported that communication skills training for clinical staff working with children and families had been enhanced (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-60
Accepted
Coroner Communication Training
Recommendation

There should be training in the communication of appropriate information and documentation to the Coroner's office.

Published evidence summary
- HSC Trusts reported that training on open disclosure and candour principles had been provided to clinical staff (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-61
Accepted
Paediatric Communication Training
Recommendation

Clinicians caring for children should be trained in effective communication with both parents and children.

Published evidence summary
- HSC Trusts reported that training on consent processes for paediatric care had been reviewed and updated (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-62
Accepted
Adverse Incident Communication Training
Recommendation

Clinicians caring for children should be trained specifically in communication with parents following an adverse clinical incident, which training should include communication with grieving parents after a SAI death.

Published evidence summary
- HSC Trusts reported that training on clinical record-keeping standards had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-63
Accepted
Evaluation of Parental Involvement
Recommendation

The practice of involving parents in care and the experience of parents and families should be routinely evaluated and the information used to inform training and improvement.

Published evidence summary
- HSC Trusts reported that training on clinical handover procedures had been implemented (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-64
Accepted
Parental Involvement in Training
Recommendation

Parents should be involved in the preparation and provision of any such training programme.

Published evidence summary
- HSC Trusts reported that training on SAI investigation processes had been delivered to relevant staff (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-65
Accepted
SAI Investigator Training
Recommendation

Training in SAI investigation methods and procedures should be provided to those employed to investigate.

Published evidence summary
- HSC Trusts reported that training on complaints handling and family engagement had been enhanced (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-66
Accepted
Time for SAI Learning
Recommendation

Clinicians should be afforded time to consider and assimilate learning feedback from SAI investigations and within contracted hours.

Published evidence summary
- HSC Trusts reported that training on governance and accountability responsibilities for senior managers had been implemented (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-67
Accepted
Informing Teaching Authorities
Recommendation

Should findings from investigation or review imply inadequacy in current programmes of medical or nursing education then the relevant teaching authority should be informed.

Published evidence summary
- HSC Trusts reported that training on human factors and patient safety had been incorporated into staff development programmes (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-68
Accepted
Using Investigations for Training
Recommendation

Information from clinical incident investigations, complaints, performance appraisal, inquests and litigation should be specifically assessed for potential use in training and retraining.

Published evidence summary
- HSC Trusts reported that multidisciplinary team training for paediatric care had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-69
Accepted
Executive Director Responsibilities
Recommendation

Trusts should appoint and train Executive Directors with specific responsibility for: (i) Issues of Candour. (ii) Child Healthcare. (iii) Learning from SAI related patient deaths.

Published evidence summary
- HSC Trusts reported that risk management frameworks had been updated to incorporate patient safety incident learning (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-70
Accepted
Board Meeting Minutes Preservation
Recommendation

Effective measures should be taken to ensure that minutes of board and committee meetings are preserved.

Published evidence summary
- HSC Trusts reported that clinical governance reporting structures had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-71
Accepted
Children's Healthcare Governance
Recommendation

All Trust Boards should ensure that appropriate governance mechanisms are in place to assure the quality and safety of the healthcare services provided for children and young people.

Published evidence summary
- HSC Trusts reported that quality improvement programmes had been enhanced to address patient safety themes (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-72
Accepted
Candour in Trust Communications
Recommendation

All Trust publications, media statements and press releases should comply with the requirement for candour and be monitored for accuracy by a nominated non-executive Director.

Published evidence summary
- HSC Trusts reported that medical director responsibilities for patient safety had been formally defined (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-73
Accepted
GMC Code in Employment Contracts
Recommendation

General Medical Council ('GMC') 'Good Medical Practice' Code requirements should be incorporated into contracts of employment for doctors.

Published evidence summary
- HSC Trusts reported that nursing director responsibilities for patient safety monitoring had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-74
Accepted
Professional Codes in Employment Contracts
Recommendation

Likewise, professional codes governing nurses and other healthcare professionals should be incorporated into contracts of employment.

Published evidence summary
- HSC Trusts reported that patient safety dashboards had been developed for Board-level reporting (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-75
Accepted
Independent Disciplinary Action
Recommendation

Notwithstanding referral to the GMC, or other professional body Trusts should treat breaches of professional codes and/or poor performance as disciplinary matters and deal with them independently of professional bodies.

Published evidence summary
- HSC Trusts reported that complaint response times and quality had been improved (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-76
Accepted
Publication of Clinical Standards
Recommendation

Clinical standards of care, such as patients might reasonably expect, should be published and made subject to regular audit.

Published evidence summary
- HSC Trusts reported that processes for learning from complaints had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-77
Accepted
Trust Compliance Officer
Recommendation

Trusts should appoint a compliance officer to ensure compliance with protocol and direction.

Published evidence summary
- HSC Trusts reported that patient and public involvement arrangements had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-78
Accepted
Clinical Guidelines Audit
Recommendation

Implementation of clinical guidelines should be documented and routinely audited.

Published evidence summary
- HSC Trusts reported that Non-Executive Director oversight of patient safety had been formalised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-79
Accepted
Reporting Clinical Practice Changes
Recommendation

Trusts should bring significant changes in clinical practice to the attention of the HSCB with expedition.

Published evidence summary
- HSC Trusts reported that clinical audit programmes had been integrated into governance frameworks (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-80
Accepted
Healthcare Data Analysis
Recommendation

Trusts should ensure health care data is expertly analysed for patterns of poor performance and issues of patient safety.

Published evidence summary
- HSC Trusts reported that information governance arrangements for patient safety data had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-81
Accepted
Board Awareness of SAI Reports
Recommendation

Trusts should ensure that all internal reports, reviews and related commentaries touching upon SAI related deaths within the Trust are brought to the immediate attention of every Board member.

Published evidence summary
- HSC Trusts reported that performance management frameworks had been updated to include patient safety objectives (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-82
Accepted
Policy on Learning from SAI Deaths
Recommendation

Each Trust should publish policy detailing how it will respond to and learn from SAI related patient deaths.

Published evidence summary
- HSC Trusts reported that whistleblowing and raising concerns policies had been reviewed and updated (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-83
Accepted
SAI Deaths in Annual Reports
Recommendation

Each Trust should publish in its Annual Report, details of every SAI related patient death occurring in its care in the preceding year and particularise the learning gained therefrom.

Published evidence summary
- HSC Trusts reported that leadership development programmes for senior clinicians had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-84
Accepted
Trust Board Review of IHRD Report
Recommendation

All Trust Boards should consider the findings and recommendations of this Report and where appropriate amend practice and procedure.

Published evidence summary
- HSC Trusts reported that succession planning for key clinical and governance roles had been formalised (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
HSC Trusts (Primary)
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IHRD-85
Accepted
Deputy CMO for Children's Healthcare
Recommendation

The Department should appoint a Deputy Chief Medical Officer with specific responsibility for children's healthcare.

Published evidence summary
- The Department of Health NI stated in March 2018 that the role was under consideration within departmental restructuring (IHRD Implementation Programme, Department of Health NI, March 2018).
- No Deputy Chief Medical Officer with specific responsibility for children's healthcare has been appointed.
- No further published evidence of progress has been identified.
Department of Health NI (Primary)
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IHRD-86
Accepted
Expand RQIA Remit and Resources
Recommendation
The Department should expand both the remit and resources of the RQIA in order that it might (i) maintain oversight of the SAI process (ii) be strengthened in its capacity to investigate and review individual cases or groups of cases, … Read more
Published evidence summary
- The Department of Health NI stated in March 2018 that RQIA's remit and resources were under review (IHRD Implementation Programme, Department of Health NI, March 2018).
- RQIA's remit has not been meaningfully expanded to include oversight of the SAI process or strengthened investigatory capacity as recommended.
- A fundamental review of health and social care regulation was announced but was delayed by the suspension of the NI Assembly (2022-2024).
- No further published evidence of substantial expansion has been identified.
Department of Health NI (Primary)
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IHRD-87
Accepted
Independent Medical Examiner
Recommendation

The Department should now institute the office of Independent Medical Examiner to scrutinise those hospital deaths not referred to the Coroner.

Published evidence summary
- The Department of Health NI stated in March 2018 that prototypes for an Independent Medical Examiner service were progressing (IHRD Implementation Programme, Department of Health NI, March 2018).
- An Independent Medical Examiner service has been piloted in NI hospitals but it is not statutory and has not been fully rolled out.
- Northern Ireland is excluded from the medical examiner provisions of the Coroners and Justice Act 2009, which apply in England and Wales.
Department of Health NI (Primary)
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IHRD-88
Accepted
Child Death Overview Panel
Recommendation

The Department should engage with other interested statutory organisations to review the merits of introducing a Child Death Overview Panel.

Published evidence summary
- The Department of Health NI stated in March 2018 that engagement with statutory organisations on a Child Death Overview Panel was ongoing (IHRD Implementation Programme, Department of Health NI, March 2018).
- No Child Death Overview Panel has been established in Northern Ireland.
- The statutory duty placed on the Safeguarding Board for NI in 2011 to review child deaths has not been commenced.
- No further published evidence of progress has been identified.
Department of Health NI (Primary)
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IHRD-89
Accepted
Patient Concern Organisation
Recommendation

The Department should consider establishing an organisation to identify matters of patient concern and to communicate patient perspective directly to the Department.

Published evidence summary
- The Department of Health NI stated in March 2018 that this was under consideration as part of a broader patient engagement strategy (IHRD Implementation Programme, Department of Health NI, March 2018).
- No dedicated organisation to identify matters of patient concern and communicate patient perspective directly to the Department has been established.
- No further published evidence of progress has been identified.
Department of Health NI (Primary)
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IHRD-90
Accepted
Clinical Guidance Dissemination Protocol
Recommendation
The Department should develop protocol for the dissemination and implementation of important clinical guidance, to include: (i) The naming of specific individuals fixed with responsibility for implementation and audit to ensure accountability. (ii) The identification of specific training requirements necessary … Read more
Published evidence summary
- The Department of Health NI reported that protocols for departmental engagement with HSC Trusts on patient safety matters had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Department of Health NI (Primary)
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IHRD-91
Accepted
Synchronise Patient Safety Systems
Recommendation

The Department, HBSC, PHA, RQIA and HSC Trusts should synchronise electronic patient safety incident and risk management software systems, codes and classifications to enable effective oversight and analysis of regional information.

Published evidence summary
- The Department of Health NI reported that patient safety incident reporting systems were being synchronised across the HSC (IHRD Implementation Programme, Department of Health NI, March 2018).
- The Encompass electronic care record system, rolled out across all five NI HSC Trusts by May 2025, is expected to support synchronisation of patient safety data (Encompass Programme, Health and Social Care NI, May 2025).
Department of Health NI (Primary)
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IHRD-92
Accepted
Review Healthcare Standards
Recommendation

The Department should review healthcare standards in light of the findings and recommendations of this report and make such changes as are necessary.

Published evidence summary
- The Department of Health NI reported that departmental monitoring of SAI investigation outcomes had been strengthened (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Department of Health NI (Primary)
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IHRD-93
Accepted
Review Trust Responses
Recommendation

The Department should review Trust responses to the findings and recommendations of this Report.

Published evidence summary
- The Department of Health NI reported that arrangements for cross-departmental engagement on patient safety policy had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Department of Health NI (Primary)
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IHRD-95
Accepted
Legal Privilege Protocol
Recommendation

Given that the public is entitled to expect appropriate transparency from a publically funded service, the Department should bring forward protocol governing how and when legal privilege entitlement might properly be asserted by Trusts.

Published evidence summary
- The Department of Health NI reported that guidance on legal professional privilege in the context of SAI investigations had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Department of Health NI (Primary)
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IHRD-96
Accepted
Healthcare Litigation Standards
Recommendation

The Department should provide clear standards to govern the management of healthcare litigation by Trusts and the work of Trust employees and legal advisors in this connection should be audited.

Published evidence summary
- The Department of Health NI reported that standards for Trust engagement with clinical negligence litigation processes had been reviewed (IHRD Implementation Programme, Department of Health NI, March 2018).
- No independent published verification of implementation has been identified.
Department of Health NI (Primary)
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