Patient Safety

Recommendations related to patient safety

86
Recommendations
98% accepted
Government Response
Accepted (67)Accepted in Part (17)Not Accepted (2)
Recommendations in This Theme

recommendation across 7 inquiries

Tagged Recommendations
86 total
SHI-1 Accepted
Scottish Hospitals Inquiry
Communication strategy for patients and families
Health boards must ensure that in the event of any adverse situation that could affect the wellbeing of patients and their families, there is a communication strategy in place to …
- On 13 March 2025, Cabinet Secretary Neil Gray MSP accepted all 11 recommendations in a parliamentary statement (Scottish Government Parliamentary Statement, 13 March 2025). …
Scottish Government
IBI-10a(v) Accepted
Infected Blood Inquiry
Yellow Card System Prominence
Steps be taken to give greater prominence to the online Yellow Card system to those receiving drugs or biological products, or who are being transfused with blood components.
- The Government stated in December 2024 that the Yellow Card system was UK-wide and provided vital feedback, and that the MHRA was consulting on …
UK Government
IBI-4a(v) Accepted in Part
Infected Blood Inquiry
Leadership Accountability for Safety
Statutory duty of candour: Individuals in leadership positions should be required by the terms of their appointment and by secondary legislation to record, consider and respond to any concern about …
- The Government stated in December 2024 that it accepted this recommendation in principle, referencing the Learn from Patient Safety Events service and the importance …
UK Government
IBI-4b Accepted in Part
Infected Blood Inquiry
Organisational Culture Change
Cultural Change: That a culture of defensiveness, lack of openness, failure to be forthcoming, and being dismissive of concerns about patient safety be addressed both by taking the steps set …
- The Government stated in December 2024 that it accepted the recommendation in principle, and that leaders would be accountable for organisational culture through the …
UK Government
IBI-4c(i) Accepted
Infected Blood Inquiry
Simplify External Regulation
Regulation: That external regulation of safety in healthcare be simplified. As a first step towards this, there should be a UK wide review by the four health departments of the …
- The Government's implementation dashboard records this recommendation as: Accepted in full by the UK Government and the Welsh Government. Accepted in principle by the …
UK Government
IBI-4e Accepted
Infected Blood Inquiry
Cross-Administration Patient Safety Coordination
Coordination of patient records with devolved governments: Consideration should be given by the national healthcare administrations in England, Scotland, Wales and Northern Ireland, to further coordination of their approaches particularly …
- The Government stated in December 2024 that a working group had been established to improve patient safety coordination across the four nations, with an …
UK Government
IBI-7a(i) Accepted in Part
Infected Blood Inquiry
Transfusion Committees and Tranexamic Acid - England
In England, Hospital Transfusion Committees and transfusion practitioners take steps to ensure that consideration of tranexamic acid be on every hospital surgical checklist; that hospital medical directors be required to …
- The Government's implementation dashboard records this recommendation as: Accepted in principle (Infected Blood Inquiry Recommendations Dashboard, Cabinet Office, May 2025). - The Government stated …
UK Government
IBI-7a(ii) Accepted
Infected Blood Inquiry
Tranexamic Acid - Scotland, Wales and NI
In Scotland, Wales and Northern Ireland offering the use of tranexamic acid should be considered a treatment of preference in respect of all eligible surgery.
- The Government's implementation dashboard records this recommendation as: Accepted in full by the Scottish Government and Welsh Government. Accepted in principle by the Northern …
UK Government
IBI-7a(iii) Accepted
Infected Blood Inquiry
Transfusion Performance Benchmarking
Consideration be given to standardising and benchmarking transfusion performance between hospitals in order to deliver better patient blood management
- The Government stated in December 2024 that a review of current benchmarking practices and associated data collection requirements was underway, including NICE guidance update …
UK Government
IBI-7b Accepted
Infected Blood Inquiry
Transfusion 2024 Review Progress
Review of progress towards the Transfusion 2024 recommendations: Progress in implementation of the Transfusion 2024 recommendations be reviewed, and next steps be determined and promulgated; and that in Scotland the …
- The Government's implementation dashboard records this recommendation as: Accepted in principle by the UK Government, Welsh Government, Northern Ireland Executive. Accepted in full by …
UK Government
IBI-7c Accepted in Part
Infected Blood Inquiry
Transfusion Laboratory Staffing
Transfusion laboratories: Transfusion laboratories should be staffed (and resourced) adequately to meet the requirements of their functions.
- The Government's implementation dashboard records this recommendation as: Accepted in principle by the UK Government, Scottish Government, Welsh Government, Northern Ireland Executive (Infected Blood …
UK Government
IBI-7e Accepted in Part
Infected Blood Inquiry
Implementing SHOT Reports
Implementing SHOT reports: That all NHS organisations across the UK have a mechanism in place for implementing recommendations of Serious Hazard of Transfusion (SHOT) reports, which should be professionally mandated, …
- The Government's implementation dashboard records this recommendation as: Accepted in principle by the UK Government, Scottish Government, Welsh Government, Northern Ireland Executive (Infected Blood …
UK Government
IBI-7f(i) Accepted
Infected Blood Inquiry
Transfusion Outcome Framework
Establishing the outcome of every transfusion: That a framework be established for recording outcomes for recipients of blood components. That those records be used by NHS bodies to improve transfusion …
- The Government's implementation dashboard records this recommendation as: Accepted in principle by the UK Government, Welsh Government and Northern Ireland Executive. Accepted in full …
UK Government
IBI-9a Accepted
Infected Blood Inquiry
Haemophilia Peer Review
That peer review of haemophilia care should continue to occur as presently practised, with any necessary support being provided by NHS Trusts and Health Boards;
- The Government's implementation dashboard records this recommendation as: Accepted in full by the UK Government, Scottish Government and Welsh Government. Accepted in principle by …
UK Government
IBI-9c Accepted
Infected Blood Inquiry
Five-Year Peer Review Cycle
A peer review of each centre should take place not less than once every five years.
- The Government's implementation dashboard records this recommendation as: Accepted in principle by the UK Government, Welsh Government and Northern Ireland Executive. Accepted in full …
UK Government
11 Accepted
Paterson Inquiry
Regulatory system patient safety priority
We recommend that the government should ensure that the current system of regulation and the collaboration of the regulators serves patient safety as the top priority, given the ineffectiveness of …
- In December 2021, the government accepted this recommendation, stating that CQC and GMC had improved information-sharing arrangements and that the Professional Standards Authority oversees …
Department of Health and…
12a Not Accepted
Paterson Inquiry
Suspension during investigation
We recommend that if, when a hospital investigates a healthcare professional's behaviour, including the use of an HR process, any perceived risk to patient safety should result in the suspension …
- In December 2021, the government did not accept this recommendation, stating that blanket automatic suspension could deter reporting and be disproportionate, and that suspension …
Department of Health and…
9 Accepted
Paterson Inquiry
National patient recall framework
We recommend that a national framework or protocol, with guidance, is developed about how recall of patients should be managed and communicated, centred around the needs of the patients and …
- In December 2021, the government stated that this recommendation had been accepted and implemented, with NHS England having published the National Quality Board Recall …
NHS England
IHRD-11 Accepted
Hyponatraemia Inquiry
Patient Transfer Protocol
There should be protocol to specify the information accompanying a patient on transfer from one hospital to another.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates..
HSC Trusts
IHRD-16 Accepted
Hyponatraemia Inquiry
Bedside Display of Responsible Staff
The names of both the consultant responsible and the accountable nurse should be prominently displayed at the bed in order that all can know who is in charge and responsible.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates..
HSC Trusts
IHRD-23 Accepted
Hyponatraemia Inquiry
Care Plan Availability at Bedside
The care plan should be available at the bed and the reasons for any change in treatment should be recorded.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates..
HSC Trusts
IHRD-30 Accepted
Hyponatraemia Inquiry
Confidential Reporting of Clinical Concerns
Confidential on-line opportunities for reporting clinical concerns should be developed, implemented and reviewed.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates..
HSC Trusts
IHRD-55 Accepted
Hyponatraemia Inquiry
Board Member Training on Patient Safety
Trust Chairs and Non-Executive Board Members should be trained to scrutinise the performance of Executive Directors particularly in relation to patient safety objectives.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates..
HSC Trusts
IHRD-6 Accepted
Hyponatraemia Inquiry
Support for Candour Compliance
Support and protection should be given to those who properly fulfil their duty of candour.
Government reports this recommendation as delivered. Implementation status based on Department of Health NI Implementation Programme updates.
Northern Ireland Executi… HSC Trusts
IHRD-80 Accepted
Hyponatraemia Inquiry
Healthcare Data Analysis
Trusts should ensure health care data is expertly analysed for patterns of poor performance and issues of patient safety.
Government response: Accepted. Last substantive update was January 2024. No recent public evidence of further progress.
HSC Trusts
IHRD-9 Accepted
Hyponatraemia Inquiry
Leadership Development
The highest priority should be accorded the development and improvement of leadership skills at every level of the health service including both executive and non-executive Board members.
Government response: Accepted. Implementation status based on Department of Health NI Implementation Programme updates. No independent verification has been carried out.
Northern Ireland Executi… Department of Health NI
IHRD-91 Accepted
Hyponatraemia Inquiry
Synchronise Patient Safety Systems
The Department, HBSC, PHA, RQIA and HSC Trusts should synchronise electronic patient safety incident and risk management software systems, codes and classifications to enable effective oversight and analysis of regional …
Government response: Accepted. Last substantive update was January 2024. No recent public evidence of further progress.
Department of Health NI
IHRD-94 Accepted in Part
Hyponatraemia Inquiry
Clinical Negligence Litigation Reform
The interests of patient safety must prevail over the interests engaged in clinical negligence litigation. Such litigation can become an obstacle to openness. A government committee should examine whether clinical …
Government response: Accepted in Part. Implementation status based on Department of Health NI Implementation Programme updates.. No independent verification has been carried out.
Northern Ireland Executi…
27 Accepted
Morecambe Bay Investigation
Professional duty to report concerns
Professional regulatory bodies should clarify and reinforce the duty of professional staff to report concerns about clinical services, particularly where these relate to patient safety, and the mechanism to do …
- In July 2015, the government stated: "We accept this recommendation" and noted that a review of professional codes was under way (Learning Not Blaming, …
GMC
39 Accepted
Morecambe Bay Investigation
Implement medical examiner system
There is no mechanism to scrutinise perinatal deaths or maternal deaths independently, to identify patient safety concerns and to provide early warning of adverse trends. This shortcoming has been clearly …
- In July 2015, the government stated: "We accept these recommendations in principle" (covering recs 39 and 40) and confirmed that the medical examiner system …
Department of Health and…
R1 Accepted
Vale of Leven Inquiry
HEI ward closure powers
Scottish Government should ensure that the Healthcare Environment Inspectorate (HEI) has the power to close a ward to new admissions if the HEI concludes that there is a real risk …
- The Scottish Government published its response to the Vale of Leven Hospital Inquiry Report on 18 June 2015, accepting all 75 recommendations and establishing …
Scottish Government
R6 Accepted
Vale of Leven Inquiry
Service change continuity plans
Scottish Government should ensure that where major changes in patient services are planned there should be clear and effective plans in place for continuity of safe patient care.
- The Scottish Government published its response to the Vale of Leven Hospital Inquiry Report on 18 June 2015, accepting all 75 recommendations and establishing …
Scottish Government
R74 Accepted
Vale of Leven Inquiry
Review of UK IPC reports
Scottish Government (whether through HPS, HIS, the HAI Task Force or otherwise) should as a matter of standard practice ensure that reports published in the UK and in other relevant …
- The Scottish Government published its response to the Vale of Leven Hospital Inquiry Report on 18 June 2015, accepting all 75 recommendations and establishing …
Scottish Government
F100 Accepted in Part
Mid Staffs Inquiry
National Patient Safety Agency functions
Individual reports of serious incidents which have not been otherwise reported should be shared with a regulator for investigation, as the receipt of such a report may be evidence that …
- The Learn from Patient Safety Events (LFPSE) service accepts reports from individual staff members as well as organisational reporters. Individual clinicians or other healthcare …
CQC
F101 Accepted
Mid Staffs Inquiry
National Patient Safety Agency functions
While it may be impracticable for the National Patient Safety Agency or its successor to have its own team of inspectors, it should be possible to organise for mutual peer …
- The National Patient Safety Agency (NPSA) was abolished on 1 June 2012, with its patient safety functions transferred to NHS England. The recommendation related …
NHS England
F102 Accepted
Mid Staffs Inquiry
Transparency use and sharing of information
Data held by the National Patient Safety Agency or its successor should be open to analysis for a particular purpose, or others facilitated in that task.
- The National Reporting and Learning System (NRLS), originally operated by the NPSA and subsequently by NHS England, published regular data summaries and analysis. The …
NHS England
F103 Accepted
Mid Staffs Inquiry
Transparency use and sharing of information
The National Patient Safety Agency or its successor should regularly share information with Monitor.
- The National Patient Safety Agency (NPSA) was abolished on 1 June 2012, with its patient safety functions transferred to NHS England. Monitor merged into …
NHS England
F104 Accepted
Mid Staffs Inquiry
Transparency use and sharing of information
The Care Quality Commission should be enabled to exploit the potential of the safety information obtained by the National Patient Safety Agency or its successor to assist it in identifying …
- CQC confirmed that it uses patient safety incident data from the National Reporting and Learning System (and its successor LFPSE) as part of its …
CQC
F105 Accepted
Mid Staffs Inquiry
Transparency use and sharing of information
Consideration should be given to whether information from incident reports involving deaths in hospital could enhance consideration of the hospital standardised mortality ratio.
- The Summary Hospital-level Mortality Indicator (SHMI) is published quarterly by NHS England (formerly by the Health and Social Care Information Centre, now NHS Digital, …
NHS England
F107 Accepted
Mid Staffs Inquiry
Sharing concerns
If the Health Protection Agency or its successor, or the relevant local director of public health or equivalent official, becomes concerned that a provider's management of healthcare associated infections is …
- The Health Protection Agency was abolished on 1 April 2013. Its health protection functions were transferred to Public Health England, which was subsequently replaced …
F12 Accepted
Mid Staffs Inquiry
Fundamental standards of behaviour
Reporting of incidents of concern relevant to patient safety, compliance with fundamental standards or some higher requirement of the employer needs to be not only encouraged but insisted upon. Staff …
- The statutory duty of candour was introduced through Regulation 20 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, requiring registered …
Healthcare providers
F124 Accepted in Part
Mid Staffs Inquiry
Duty to require and monitor delivery of fundamental standards
The commissioner is entitled to and should, wherever it is possible to do so, apply a fundamental safety and quality standard in respect of each item of service it is …
- The NHS Standard Contract 2024/25, mandated for all NHS-funded secondary care services, includes quality requirements, performance standards, and provisions for remedial action where standards …
Commissioners
F129 Accepted
Mid Staffs Inquiry
Ensuring assessment and enforcement of fundamental standards through contracts
In selecting indicators and means of measuring compliance, the principal focus of commissioners should be on what is reasonably necessary to safeguard patients and to ensure that at least fundamental …
- The NHS Standard Contract 2024/25 includes a suite of quality indicators and performance measures that commissioners use to monitor provider compliance with safety and …
Commissioners
F13 Accepted
Mid Staffs Inquiry
The nature of standards
Standards should be divided into: Fundamental standards of minimum safety and quality – in respect of which non-compliance should not be tolerated. Failures leading to death or serious harm should …
- The Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 introduced fundamental standards divided into regulatory requirements enforceable by CQC, including person-centred care …
Department of Health and…
F137 Not Accepted
Mid Staffs Inquiry
Intervention and sanctions for substandard or unsafe services
Commissioners should have powers of intervention where substandard or unsafe services are being provided, including requiring the substitution of staff or other measures necessary to protect patients from the risk …
- The NHS Standard Contract 2024/25 includes provisions enabling commissioners to take action where providers fail to meet contractual quality standards. These include issuing contract …
Commissioners
F138 Accepted
Mid Staffs Inquiry
Local scrutiny
Commissioners should have contingency plans with regard to the protection of patients from harm, where it is found that they are at risk from substandard or unsafe services.
- NHS England's System Oversight Framework (SOF) includes requirements for ICBs and NHS England regional teams to have contingency plans for the continuity of services …
Commissioners
F139 Accepted
Mid Staffs Inquiry
The need to put patients first at all times
The first priority for any organisation charged with responsibility for performance management of a healthcare provider should be ensuring that fundamental patient safety and quality standards are being met. Such …
- NHS England's System Oversight Framework (SOF) establishes patient safety and quality as the primary considerations in oversight of NHS providers and ICBs. SOF assessment …
NHS England
F141 Accepted in Part
Mid Staffs Inquiry
Taking responsibility for quality
Any differences of judgement as to immediate safety concerns between a performance manager and a regulator should be discussed between them and resolved where possible, but each should recognise its …
- The System Oversight Framework (SOF) provides a structured mechanism for resolving differences between NHS England (as performance manager) and CQC (as regulator) regarding provider …
NHS England
F143 Accepted
Mid Staffs Inquiry
Clear metrics on quality
Metrics need to be established which are relevant to the quality of care and patient safety across the service, to allow norms to be established so that outliers or progression …
- The NHS Outcomes Framework (NHS OF) provides a national set of outcome indicators across five domains: preventing people from dying prematurely, enhancing quality of …
NHS England
F158 Accepted
Mid Staffs Inquiry
Training and training establishments as a source of safety information
The General Medical Council should amend its standards for undergraduate medical education to include a requirement that providers actively seek feedback from students and tutors on compliance by placement providers …
- The GMC published "Promoting Excellence: Standards for Medical Education and Training" in 2015, which includes specific requirements for medical schools to actively seek and …
GMC
F16 Accepted
Mid Staffs Inquiry
Responsibility for setting standards
The Government, through regulation, but after so far as possible achieving consensus between the public and professional representatives, should provide for the fundamental standards which should define outcomes for patients …
- The Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 established fundamental standards defining outcomes for patients that must be avoided. Regulations 9-20 …
Department of Health and…
F161 Accepted
Mid Staffs Inquiry
Training and training establishments as a source of safety information
Training visits should make an important contribution to the protection of patients: Obtaining information directly from trainees should remain a valuable source of information – but it should not be …
- The GMC's "Promoting Excellence: Standards for Medical Education and Training" (2015) sets out requirements for quality assurance visits to training environments, including direct observation …
GMC
F162 Accepted
Mid Staffs Inquiry
Training and training establishments as a source of safety information
The General Medical Council should in the course of its review of its standards and regulatory process ensure that the system of medical training and education maintains as its first …
- The GMC published "Promoting Excellence: Standards for Medical Education and Training" in 2015, following a comprehensive review of its education and training standards. The …
GMC
F163 Accepted
Mid Staffs Inquiry
Safe staff numbers and skills
The General Medical Council's system of reviewing the acceptability of the provision of training by healthcare providers must include a review of the sufficiency of the numbers and skills of …
- The GMC's "Promoting Excellence: Standards for Medical Education and Training" (2015) includes requirements that education and training providers must have sufficient numbers of appropriately …
GMC
F165 Accepted in Part
Mid Staffs Inquiry
Approved Practice Settings
The General Medical Council should immediately review its approved practice settings criteria with a view to recognition of the priority to be given to protecting patients and the public.
- The GMC reviewed and updated its approved practice settings criteria following the Francis Report. The Medical Act 1983 (section 29A, inserted by the Health …
GMC
F169 Accepted in Part
Mid Staffs Inquiry
Role of the Department of Health and the National Quality Board
The Department of Health, through the National Quality Board, should ensure that procedures are put in place for facilitating the identification of patient safety issues by training regulators and cooperation …
- The National Quality Board (NQB), established as a multi-stakeholder body bringing together NHS England, CQC, NICE, GMC, HSSIB, and other system leaders, provides a …
Department of Health and…
F172 Accepted
Mid Staffs Inquiry
Proficiency in the English language
The Government should consider urgently the introduction of a common requirement of proficiency in communication in the English language with patients and other persons providing healthcare to the standard required …
- The Medical Act 1983 was amended by the Health Care and Associated Professions (Knowledge of English) Order 2014 (SI 2014/1887) and by the Health …
Department of Health and…
F174 Accepted
Mid Staffs Inquiry
Candour about harm
Where death or serious harm has been or may have been caused to a patient by an act or omission of the organisation or its staff, the patient (or any …
- Regulation 20 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 imposes a specific obligation on registered providers to notify patients …
Healthcare providers
F180 Accepted
Mid Staffs Inquiry
Candour about incidents
Guidance and policies should be reviewed to ensure that they will lead to compliance with Being Open, the guidance published by the National Patient Safety Agency.
- The National Patient Safety Agency's "Being Open" guidance (2009) was superseded by the statutory duty of candour under Regulation 20 of the Health and …
Healthcare providers
F181 Accepted in Part
Mid Staffs Inquiry
Enforcement of the duty Statutory duties of candour in relation to harm to patients
A statutory obligation should be imposed to observe a duty of candour: On healthcare providers who believe or suspect that treatment or care provided by it to a patient has …
- The statutory duty of candour on healthcare providers was enacted as Regulation 20 of the Health and Social Care Act 2008 (Regulated Activities) Regulations …
Department of Health and…
F2 Accepted
Mid Staffs Inquiry
Putting the patient first
The NHS and all who work for it must adopt and demonstrate a shared culture in which the patient is the priority in everything done. This requires: A common set …
- The NHS Constitution for England was revised in 2013 and again on 27 July 2015, incorporating updated values including "patients come first in everything …
NHS
F216 Accepted
Mid Staffs Inquiry
Leadership framework
The leadership framework should be improved by increasing the emphasis given to patient safety in the thinking of all in the health service. This could be done by, for example, …
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
F239 Accepted
Mid Staffs Inquiry
Continuing responsibility for care
The care offered by a hospital should not end merely because the patient has surrendered a bed – it should never be acceptable for patients to be discharged in the …
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
Healthcare providers
F240 Accepted
Mid Staffs Inquiry
Hygiene
All staff and visitors need to be reminded to comply with hygiene requirements. Any member of staff, however junior, should be encouraged to remind anyone, however senior, of these.
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
Healthcare providers
F242 Accepted
Mid Staffs Inquiry
Medicines administration
In the absence of automatic checking and prompting, the process of the administration of medication needs to be overseen by the nurse in charge of the ward, or his/her nominated …
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
Healthcare providers
F243 Accepted
Mid Staffs Inquiry
Recording of routine observations
The recording of routine observations on the ward should, where possible, be done automatically as they are taken, with results being immediately accessible to all staff electronically in a form …
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
Healthcare providers
F27 Accepted
Mid Staffs Inquiry
Responsibility for regulating and monitoring compliance
The healthcare systems regulator should promote effective enforcement by: use of a low threshold of suspicion; no tolerance of non-compliance with fundamental standards; and allowing no place for favourable assumptions, …
- CQC's enforcement policy states that it will take action proportionate to the seriousness of any breach and that it has "zero tolerance" of breaches …
CQC
F28 Accepted
Mid Staffs Inquiry
Sanctions and interventions for non-compliance
Zero tolerance: A service incapable of meeting fundamental standards should not be permitted to continue. Breach should result in regulatory consequences attributable to an organisation in the case of a …
- The Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, Regulation 22, created a criminal offence where a registered person fails to comply …
CQC
F288 Accepted
Mid Staffs Inquiry
Clinical input
The Department of Health should ensure that there is senior clinical involvement in all policy decisions which may impact on patient safety and well-being.
- The government's response in "Hard Truths" (Cm 8777, November 2013) accepted this recommendation (Hard Truths: the Journey to Putting Patients First, DHSC, November 2013). …
Department of Health and…
F29 Accepted
Mid Staffs Inquiry
Sanctions and interventions for non-compliance
It should be an offence for death or serious injury to be caused to a patient by a breach of these regulatory requirements, or, in any other case of breach, …
- Regulation 22 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 created an offence where failure to comply with a fundamental …
Department of Health and…
F30 Accepted
Mid Staffs Inquiry
Interim measures
The healthcare regulator must be free to require or recommend immediate protective steps where there is reasonable cause to suspect a breach of fundamental standards, even if it has yet …
- CQC has powers to impose urgent conditions on a provider's registration or to urgently suspend or cancel registration where there is a serious risk …
CQC
F31 Accepted
Mid Staffs Inquiry
Interim measures
Where aware of concerns that patient safety is at risk, Monitor and all other regulators of healthcare providers must have in place policies which ensure that they constantly review whether …
- NHS England (absorbing Monitor's and NHS Improvement's functions from July 2022) has oversight of NHS provider performance and can intervene where concerns about patient …
Monitor
F32 Accepted
Mid Staffs Inquiry
Interim measures
Where patient safety is believed on reasonable grounds to be at risk, Monitor and any other regulator should be obliged to take whatever action within their powers is necessary to …
- CQC has statutory powers to take urgent action to protect patients, including imposing urgent conditions on registration, urgent suspension, or urgent cancellation under sections …
Monitor
F34 Accepted in Part
Mid Staffs Inquiry
Interim measures
Where a provider is under regulatory investigation, there should be some form of external performance management involvement to oversee any necessary interim arrangements for protecting the public.
- Where CQC places a provider in special measures following an "Inadequate" rating, NHS England (and previously NHS Improvement) provides oversight and performance management support …
CQC
F36 Accepted
Mid Staffs Inquiry
Use of information for effective regulation
A coordinated collection of accurate information about the performance of organisations must be available to providers, commissioners, regulators and the public, in as near real time as possible, and should …
- CQC's Insight model brings together data from multiple sources including patient safety incidents, mortality statistics (including SHMI), staff survey data, complaints, whistleblowing intelligence, and …
CQC
F4 Accepted
Mid Staffs Inquiry
Clarity of values and principles
The core values expressed in the NHS Constitution should be given priority of place and the overriding value should be that patients are put first, and everything done by the …
- The NHS Constitution for England states "patients come first in everything we do" as the opening principle under the value "Working together for patients" …
Department of Health and…
F41 Accepted in Part
Mid Staffs Inquiry
Use of information about compliance by regulator from: Patient safety alerts
The Care Quality Commission should have a clear responsibility to review decisions not to comply with patient safety alerts and to oversee the effectiveness of any action required to implement …
- The National Patient Safety Agency (NPSA) was abolished in June 2012. Its patient safety functions were transferred to NHS England (then the NHS Commissioning …
CQC
F5 Accepted
Mid Staffs Inquiry
Clarity of values and principles
In reaching out to patients, consideration should be given to including expectations in the NHS Constitution that: Staff put patients before themselves; They will do everything in their power to …
- The NHS Constitution for England includes a section titled "Staff: your responsibilities" which states that staff should aim to "provide all patients with safe …
Department of Health and…
F68 Accepted
Mid Staffs Inquiry
Focus on compliance with fundamental standards
No NHS trust should be given support to make an application to Monitor unless, in addition to other criteria, the performance manager (the Strategic Health Authority cluster, the Department of …
- Strategic Health Authorities were abolished on 1 April 2013 under the Health and Social Care Act 2012. Their performance management functions transferred to the …
F69 Accepted
Mid Staffs Inquiry
Focus on compliance with fundamental standards
The assessment criteria for authorisation should include a requirement that applicants demonstrate their ability to consistently meet fundamental patient safety and quality standards at the same time as complying with …
- The NHS provider licence, which replaced foundation trusts' Terms of Authorisation from 1 April 2013, includes Condition FT4 (Governance) requiring providers to demonstrate clear …
Monitor
F71 Accepted
Mid Staffs Inquiry
Role of Secretary of State
The Secretary of State's support for an application should not be given unless he is satisfied that the proposed applicant provides a service to patients which is, at the time …
- The foundation trust application pipeline was effectively closed by 2014, with most applications paused or deferred. No further trusts were authorised as foundation trusts …
Department of Health and…
F72 Accepted
Mid Staffs Inquiry
Assessment process for authorisation
The assessment for an authorisation of applicant for foundation trust status should include a full physical inspection of its primary clinical areas as well as all wards to determine whether …
- The foundation trust application pipeline was effectively closed by 2014. No published evidence has been identified that a specific requirement for full physical inspection …
Monitor
F90 Accepted
Mid Staffs Inquiry
Assistance in deciding on prosecutions
In order to determine whether a case is so serious, either in terms of the breach of safety requirements or the consequences for any victims, that the public interest requires …
- HSE published guidance on the selection and management of expert witnesses in enforcement proceedings, including healthcare-related cases. HSE uses expert medical and clinical advisors …
F97 Accepted in Part
Mid Staffs Inquiry
National Patient Safety Agency functions
The National Patient Safety Agency's resources need to be well protected and defined. Consideration should be given to the transfer of this valuable function to a systems regulator.
- The National Patient Safety Agency (NPSA) was abolished on 1 June 2012. Its patient safety functions, including the National Reporting and Learning System, were …
NHS England
F98 Accepted in Part
Mid Staffs Inquiry
National Patient Safety Agency functions
Reporting to the National Reporting and Learning System of all significant adverse incidents not amounting to serious untoward incidents but involving harm to patients should be mandatory on the part …
- The Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, Regulation 20 (duty of candour), requires registered providers to act in an open …
NHS England
F99 Accepted in Part
Mid Staffs Inquiry
National Patient Safety Agency functions
The reporting system should be developed to make more information available from this source. Such reports are likely to be more informative than the corporate version where an incident has …
- The Learn from Patient Safety Events (LFPSE) service, which replaced the National Reporting and Learning System (NRLS, decommissioned June 2024), was specifically designed to …
NHS England